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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

KENNETH LOWELL COOK

Advisor at BLACKRIDGE ASSET MANAGEMENT, LLC

Bryan, TX | JUPITER, FL

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Search this name across graphsid dfx:ria:02805ea9-5644-1369-1f5b-c8f6d33c86ab

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Nov 4, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BLACKRIDGE ASSET MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 9, 1996
First registration: Nov 4, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 2795902

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BLACKRIDGE ASSET MANAGEMENT, LLC	Independent wealth	Jan 31, 2018	n/a	yes	JUPITER, FL\|Bryan, TX	Current employment
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	May 16, 2014	Feb 7, 2018	no	COLLEGE STATION, TX\|Conroe, TX\|CONROE, TX	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Nov 30, 2011	Dec 19, 2011	no	COLLEGE STATION, TX	Previous registration
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Mar 31, 2008	May 23, 2014	no	MCKINNEY, TX\|HOUSTON, TX\|COLLEGE STATION, TX	Previous registration
OBS FINANCIAL	Former SEC adviser	Jul 11, 2006	Aug 20, 2008	no	CONCORD, CA	Previous registration
OBS BROKERAGE SERVICES, INC.	n/a	Feb 2, 2004	Aug 18, 2006	no	COLLEGE STATION, TX	Previous registration
WORLD CHOICE SECURITIES, INC.	State registered	Nov 4, 2003	Feb 4, 2004	no	WACO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUMMIT FINANCIAL GROUP INC	BLACKRIDGE ASSET MANAGEMENT, LLC	Feb 7, 2018	Jan 31, 2018	-7	Firm change	Other
NEXT FINANCIAL GROUP, INC.	FIRST ALLIED ADVISORY SERVICES, INC.	May 23, 2014	Nov 30, 2011	-905	Firm change after gap	Other
FIRST ALLIED ADVISORY SERVICES, INC.	SUMMIT FINANCIAL GROUP INC	Dec 19, 2011	May 16, 2014	879	Firm change after gap	Other
OBS FINANCIAL	NEXT FINANCIAL GROUP, INC.	Aug 20, 2008	Mar 31, 2008	-142	Firm change after gap	Other
OBS BROKERAGE SERVICES, INC.	OBS FINANCIAL	Aug 18, 2006	Jul 11, 2006	-38	Firm change after gap	Other
WORLD CHOICE SECURITIES, INC.	OBS BROKERAGE SERVICES, INC.	Feb 4, 2004	Feb 2, 2004	-2	Firm change	Other

Relationships

Registered with (7)

→ BLACKRIDGE ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Jan 31, 2018 to presentfactForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
May 16, 2014 to Feb 7, 2018factForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Mar 31, 2008 to May 23, 2014factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Nov 30, 2011 to Dec 19, 2011factForm ADV
→ OBS FINANCIALRegistered adviserregistration: previous registration
Jul 11, 2006 to Aug 20, 2008factForm ADV
→ OBS BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Feb 2, 2004 to Aug 18, 2006factForm ADV
→ WORLD CHOICE SECURITIES, INC.Registered adviserregistration: previous registration
Nov 4, 2003 to Feb 4, 2004factForm ADV

Dated events

No dated event names this entity yet.