DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kenneth Lowell Cook
Feed of 09/15/2026
At current firm
8 y
since Jan 31, 2018
In the industry
41 y
since May 1, 1985 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Blackridge Asset Management, LLC independent RIA currentsince Jan 31, 2018 · Jupiter, Fl
- Summit Financial Group Inc formerMay 16, 2014 to Feb 7, 2018 · College Station, Tx
- First Allied Advisory Services, Inc. formerNov 30, 2011 to Dec 19, 2011 · College Station, Tx
- Next Financial Group, Inc. formerMar 31, 2008 to May 23, 2014 · Mckinney, Tx
- Obs Financial formerJul 11, 2006 to Aug 20, 2008 · Concord, Ca
- Obs Brokerage Services, Inc. unclassifiedFeb 2, 2004 to Aug 18, 2006 · College Station, Tx
- World Choice Securities, Inc. state registeredNov 4, 2003 to Feb 4, 2004 · Waco, Tx
Moves
a registration end followed by a registration begin elsewhere
- Summit Financial Group Inc to Blackridge Asset Management, LLCleft Feb 7, 2018, registered Jan 31, 2018 (-7 days) · Other
- Next Financial Group, Inc. to First Allied Advisory Services, Inc.left May 23, 2014, registered Nov 30, 2011 (-905 days) · Other
- First Allied Advisory Services, Inc. to Summit Financial Group Incleft Dec 19, 2011, registered May 16, 2014 (879 days) · Other
- Obs Financial to Next Financial Group, Inc.left Aug 20, 2008, registered Mar 31, 2008 (-142 days) · Other
- Obs Brokerage Services, Inc. to Obs Financialleft Aug 18, 2006, registered Jul 11, 2006 (-38 days) · Other
- World Choice Securities, Inc. to Obs Brokerage Services, Inc.left Feb 4, 2004, registered Feb 2, 2004 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address