M•••• G•••••

Advisor at H••••••• O•• W••••• A•••••••

SANTA ROSA BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:89bfbbb2-5a48-4a0e-fb51-56baaeac900c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 20, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• O•• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 17, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• O•• W••••• A•••••••	Independent wealth	Nov 11, 2024	n/a	yes	SANTA ROSA BEACH, FL	Current employment
S••••• M•••••••••	Independent wealth	Apr 5, 2019	May 1, 2023	no	Rogers, AR\|NORTH LITTLE ROCK, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• M•••••••••	H••••••• O•• W••••• A•••••••	May 1, 2023	Nov 11, 2024	560	Firm change after gap	RIA to RIA
A••••• W••••• M•••••••••	S••••• M•••••••••	Apr 24, 2019	Apr 5, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
127145:323925:AR:2023-05-01	May 1, 2023	Nov 11, 2024	NORTH LITTLE ROCK, AR	Firm change after gap
42057:127145:AR:2019-04-24	Apr 24, 2019	Apr 5, 2019	BENTONVILLE, AR	Firm change

Relationships

Registered with (3)

→ H••••••• O•• W••••• A•••••••Registered adviserregistration: current employment
Nov 11, 2024 to presentfactForm ADV
→ S••••• M•••••••••Registered adviserregistration: previous registration
Apr 5, 2019 to May 1, 2023factForm ADV
→ A••••• W••••• M•••••••••Registered adviserregistration: previous registration
Oct 20, 2003 to Apr 24, 2019factForm ADV

Dated events

Occurred
May 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:89bfbbb2-5a48-4a0e-fb51-56baaeac900c
First observed: Oct 20, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.