DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

O••••••• C••••••

Former SEC-registered adviserPalm Beach Gardens, FloridaCRD 292023SEC 801-112387IAPD
Legal name O••••••• C•••••• L••
Latest filing May 4, 2018
First filing on the tape Jan 3, 2018 · 7 filings
RAUM
$10.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$10.0M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$2.5M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$10.0M as of May 4, 2018
Jan 3, 2018$6.0M then
HNW client RAUM$7.0M as of May 4, 2018
Jan 3, 2018$5.3M then
State-registered IARs (5.B.3)1 as of May 4, 2018
Jan 3, 20181 then
Employees (5.A)2 as of May 4, 2018
Jan 3, 20181 then
Private funds: no history
Practice profile
derived from the filing of May 4, 2018; every figure names its basis
RAUM per advisor
$2.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
4derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.8MderivedHNW RAUM over HNW clients
Average account
$357,143derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.5derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$7.0M70%
  • Individuals$3.0M30%
Individual clients
10reported
HNW clients
4reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
28reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
4 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
A•••••••• R••••• C••••Palm Beach Gardens, FlJun 13, 201824 y5
G•••••• H•••••• A••••Palm Beach Gardens, FlOct 17, 201826 y4
J••• R••••• S••••Palm Beach Gardens, FlJul 24, 202045 y2
I••• R•••Palm Beach Gardens, FlJan 30, 202511 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • C••••• A••••••••• R••••• · Managing Directorcontrol
      since 12/2017 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Palm Beach Gardens, Fl · principal400
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 36 to 28
      Apr 11, 2018 to May 4, 2018
    • HNW clients · unset to 4.0
      Apr 11, 2018 to May 4, 2018
    • Individual clients · unset to 10.0
      Apr 11, 2018 to May 4, 2018
    • Employees · 3 to 2
      Apr 11, 2018 to May 4, 2018
    • Discretionary RAUM · $18.0M to $10.0M
      Apr 11, 2018 to May 4, 2018
    • HNW RAUM · $15.0M to $7.0M
      Apr 11, 2018 to May 4, 2018
    • RAUM · $18.0M to $10.0M
      Apr 11, 2018 to May 4, 2018
    • Employees · 1 to 3
      Apr 10, 2018 to Apr 11, 2018
    • Accounts · 10 to 36
      Feb 9, 2018 to Apr 10, 2018
    • Discretionary RAUM · $6.0M to $18.0M
      Feb 9, 2018 to Apr 10, 2018
    • RAUM · $6.0M to $18.0M
      Feb 9, 2018 to Apr 10, 2018
    • HNW RAUM · $5.3M to $15.0M
      Apr 10, 2018 to Apr 10, 2018
    • Individual RAUM · $700,000 to $3.0M
      Apr 10, 2018 to Apr 10, 2018
    Signals
    1 dated events
    • O••••••• C•••••• filed its initial SEC registration (Form ADV)
      Jan 3, 2018 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/optimist-capitalreportedpublic record, Form ADV, Sep 18, 2026
    Website
    O•••••••CAP.COMreportedpublic record, Form ADV, Sep 18, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $2.5Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026