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P••••••• W••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

P••••••• W••••• A•••••••

P••••••• WEALTH MANAGEMENT, LLC, CRD 329313

HOLLADAY, UT

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Search this name across graphsid dfx:ria:02bcf83f-6fe4-f1d7-9278-c050e44bd113

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 6
On other graphs: 0
Observed: Feb 29, 2024 to Sep 15, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.78 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $509MItem 5.F on the latest filing (2026-09-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $471M
Private client RAUM: $396MderivedItem 5.D individuals plus high net worth individuals
Private client share: 78%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 11
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
P••• K•••• M••••••	Certified Financial Planner	HOLLADAY, UT \| GOLETA, CA	2	22	2	no
M••••• B•••• S••••••••	Certified Financial Planner	HOLLADAY, UT \| GOLETA, CA	2	10

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• P••••••• I••• L••	Member	C	yes	12/2023	Feb 29, 2024	Dec 10, 2024
F•••••• R••••• R•	CHIEF EXECUTIVE OFFICER	A	yes	03/2024	Mar 8, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P••• G••••• L••	n/a	n/a	n/a	Y	yes	n/a
S•••••••• C••••••••• I•••	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Goleta	CA	United States	6	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	9	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$509M	$329M	54.9%	n/a	n/a	17	17	3	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	2	Dec 4, 2024	Jan 2, 2025	MERCERVILLE, NJ	Team lift out	Ibd to RIA	0.0%
W•••••• F•••••••• A•••••••• L••	4	Apr 2, 2024

Relationships

Registered with (11)

← M•••••• T• R••••Advisorregistration: current employment
May 27, 2026 to presentfactForm ADV
← L••••• A•••••••• G••••••Advisorregistration: current employment
Apr 28, 2026 to presentfactForm ADV
← R••• M•••••• G••••••Advisorregistration: current employment
Jun 23, 2025 to presentfactForm ADV
← P•••• S•••• M•••••

Dated events

Occurred
Mar 11, 2026
Regulatory AUM changed
P••••••• W••••• A••••••• reported RAUM $600.5M, up 83% from $328.6M (2025-06-03 to 2026-03-11)
Form ADVobserved 6 days ago
$272M
Occurred
Dec 4, 2024
Team lift-out
2 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (Mercerville, NJ) for P••••••• W••••• A••••••• within 8 days
Form ADVobserved 6 days ago
2 advisors
Occurred
Apr 2, 2024
Firm absorbed
W•••••• F•••••••• A•••••••• L••'s advisors moved to P••••••• W••••• A••••••• (Goleta, CA): 4 of 5 registered, on the same day
Form ADVobserved 6 days ago
4 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02bcf83f-6fe4-f1d7-9278-c050e44bd113
First observed: Feb 29, 2024
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.