DFX Intelligence

K••• B•••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialist41 years in industry

K••• B•••• S••••••••

Advisor at P••••••• W••••• A•••••••

HOLLADAY, UT | GOLETA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0dd2eeda-f407-cad6-bc04-748a0a8ac3fe

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 18, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• W••••• A•••••••	Independent wealth	Sep 12, 2024	n/a	yes	HOLLADAY, UT\|GOLETA, CA	Current employment
W•••••• F•••••••• A•••••••• L••	Former SEC adviser	Oct 18, 2001	Sep 12, 2024	no	GOLETA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• F•••••••• A•••••••• L••	P••••••• W••••• A•••••••	Sep 12, 2024	Sep 12, 2024	0	Firm change	RIA to RIA

Relationships

Registered with (2)

→ P••••••• W••••• A•••••••Registered adviserregistration: current employment
Sep 12, 2024 to presentfactForm ADV
→ W•••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 18, 2001 to Sep 12, 2024factForm ADV

Dated events

Occurred
Sep 12, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0dd2eeda-f407-cad6-bc04-748a0a8ac3fe
First observed: Oct 18, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.