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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

WALPOLE FINANCIAL ADVISORS, LLC

CRD 135834

GOLETA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3dfa89ab-532f-6afa-e70a-0252f50c107d

Data as of Feb 28, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 12
On other graphs: 0
Observed: Feb 25, 2014 to Feb 28, 2024
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $281MItem 5.F on the latest filing (2024-02-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $281M
Private client RAUM: $166MderivedItem 5.D individuals plus high net worth individuals
Private client share: 59%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 457
Individual clients: 124
High net worth clients: 48
Custody, client assets: $173M
SEC number: 801-79284
CRD: 135834
Filings on the tape: 22
First filed: Feb 25, 2014
Latest filed: Feb 28, 2024
Organised: Limited Liability Company, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BALOGUN, YUSUF, ABIOLA	Member	D	yes	03/2020	Mar 30, 2020	Feb 28, 2024
STOVESAND, KIRK, BRIAN	MEMBER/PARTNER & CHIEF COMPLIANCE OFFICER	D	yes	07/2001	Feb 25, 2014	Feb 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WALPOLE & CO. LLP	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Feb 28, 2024	$281M	$281M	7	6	0	n/a	n/a
2022	Mar 28, 2023	$239M	$239M	9	7	0	n/a	n/a
2021	Mar 28, 2022	$286M	$286M	8	7	0	n/a	n/a
2020	Mar 22, 2021	$233M	$233M	7	7	0	n/a	n/a
2019	Mar 30, 2020	$154M	$154M	6	6	0	n/a	n/a
2018	Mar 12, 2019	$140M	$140M	8	8	0	n/a	n/a
2017	Mar 9, 2018	$162M	$162M	8	8	0	n/a	n/a
2016	Mar 1, 2017	$201M	$129M	7	6	n/a	n/a	n/a
2015	Feb 4, 2016	$132M	$132M	6	5	n/a	n/a	n/a
2014	Mar 23, 2015	$109M	$109M	7	5	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$281M	$239M	17.3%	$233M	6.3%	7	9	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PLATFORM WEALTH ADVISORS	4	Apr 2, 2024	Apr 9, 2024	GOLETA, CA	Firm absorbed	RIA to new firm	80.0%

Relationships

Controls (2)

← STOVESAND, KIRK, BRIANOwnerMEMBER/PARTNER & CHIEF COMPLIANCE OFFICER, ownership code D, individual
Feb 25, 2014 to presentfactForm ADV
← BALOGUN, YUSUF, ABIOLAOwnerMEMBER, ownership code D, individual
Mar 30, 2020 to presentfactForm ADV

Registered with (10)

← KIRK BRIAN STOVESANDAdvisorregistration: previous registration
Oct 18, 2001 to Sep 12, 2024factForm ADV
← PAUL KEVIN MANNIONAdvisorregistration: previous registration
Feb 3, 2014 to Apr 2, 2024factForm ADV
← ANITA J PECAAdvisorregistration: previous registration
Mar 5, 2007 to Apr 2, 2024factForm ADV
← MARLIN BRYCE STOVESANDAdvisorregistration: previous registration
Sep 1, 2017 to Apr 2, 2024factForm ADV
← Donovan RobersonAdvisorregistration: previous registration
May 5, 2022 to Apr 2, 2024factForm ADV
← Mikaela Sue LelonekAdvisorregistration: previous registration
Apr 19, 2023 to Dec 20, 2023factForm ADV
← MARITES M. BLAIRAdvisorregistration: previous registration
May 24, 2017 to Feb 13, 2023factForm ADV
← PHILIP JAMES RICASATAAdvisorregistration: previous registration
Sep 29, 2016 to Apr 9, 2018factForm ADV
← JEAN-LUC MICHEL JULIEN BOURDONAdvisorregistration: previous registration
Mar 5, 2007 to Sep 28, 2011factForm ADV
← PETER PAUL KOZAKAdvisorregistration: previous registration
Jun 27, 2007 to Jul 16, 2010factForm ADV

Moved with (1)

→ PLATFORM WEALTH ADVISORSRegistered adviser4 advisors, firm absorbed, same day
Apr 2, 2024 to Apr 9, 2024factForm ADV

Dated events

Occurred
Sep 12, 2024
Advisor changed firm
Kirk Brian Stovesand left Walpole Financial Advisors, Llc for Platform Wealth Advisors (registered 2024-09-12)
Form ADVobserved 6 days ago
Occurred
Apr 2, 2024
Firm absorbed
Walpole Financial Advisors, LLC's advisors moved to Platform Wealth Advisors (Goleta, CA): 4 of 5 registered, on the same day
Form ADVobserved 6 days ago
4 advisors
Occurred
Apr 2, 2024
Advisor changed firm
Donovan Roberson left Walpole Financial Advisors, Llc for Platform Wealth Advisors (registered 2024-04-08)
Form ADVobserved 6 days ago
Occurred
Apr 2, 2024
Advisor changed firm
Marlin Bryce Stovesand left Walpole Financial Advisors, Llc for Platform Wealth Advisors (registered 2024-04-08)
Form ADVobserved 6 days ago
Occurred
Apr 2, 2024
Advisor changed firm
Anita J Peca left Walpole Financial Advisors, Llc for Platform Wealth Advisors (registered 2024-04-09)
Form ADVobserved 6 days ago
Occurred
Apr 2, 2024
Advisor changed firm
Paul Kevin Mannion left Walpole Financial Advisors, Llc for Platform Wealth Advisors (registered 2024-04-08)
Form ADVobserved 6 days ago
Occurred
Dec 20, 2023
Advisor changed firm
Mikaela Sue Lelonek left Walpole Financial Advisors, Llc for Rbc Capital Markets, Llc (registered 2023-12-26)
Form ADVobserved 6 days ago
Occurred
Feb 13, 2023
Advisor changed firm
Marites M. Blair left Walpole Financial Advisors, Llc for Mission Wealth Management, Lp (registered 2023-11-01)
Form ADVobserved 6 days ago
Occurred
Mar 22, 2021
Control person left
Albertha Jean Smith (Trustee) no longer on Schedule A of Walpole Financial Advisors, Llc (listed 2020-06-23, absent 2021-03-22)
Form ADVobserved 6 days ago
Occurred
Mar 22, 2021
Control person left
Bowen James Smith (Trustee) no longer on Schedule A of Walpole Financial Advisors, Llc (listed 2020-06-23, absent 2021-03-22)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person joined
Abiola Yusuf Balogun (Member) appeared on Schedule A of Walpole Financial Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Feb 25, 2014
First Form ADV filing
Walpole Financial Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3dfa89ab-532f-6afa-e70a-0252f50c107d
First observed: Feb 25, 2014
Last observed: Feb 28, 2024 31 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WALPOLE FINANCIAL ADVISORS, LLC

CRD 135834

GOLETA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3dfa89ab-532f-6afa-e70a-0252f50c107d

Data as of Feb 28, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:05 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BALOGUN, YUSUF, ABIOLA

Member

yes

03/2020

Mar 30, 2020

Feb 28, 2024

STOVESAND, KIRK, BRIAN

MEMBER/PARTNER & CHIEF COMPLIANCE OFFICER

yes

07/2001

Feb 25, 2014

Feb 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WALPOLE & CO. LLP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Feb 28, 2024

$281M

n/a

2022

Mar 28, 2023

$239M

n/a

2021

Mar 28, 2022

$286M

n/a

2020

Mar 22, 2021

$233M

n/a

2019

Mar 30, 2020

$154M

n/a

2018

Mar 12, 2019

$140M

n/a

2017

Mar 9, 2018

$162M

n/a

2016

Mar 1, 2017

$201M

$129M

n/a

2015

Feb 4, 2016

$132M

n/a

2014

Mar 23, 2015

$109M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$281M

$239M

17.3%

$233M

6.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PLATFORM WEALTH ADVISORS

Apr 2, 2024

Apr 9, 2024

GOLETA, CA

Firm absorbed

RIA to new firm

80.0%