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Advisor at WESTPARK CAPITAL, INC.
Irvine, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WESTPARK CAPITAL, INC. | Independent wealth | Jan 1, 2026 | n/a | yes | Irvine, CA | Current employment |
| NEWPORT COAST ASSET MANAGEMENT | Former SEC adviser | May 19, 2010 | Sep 1, 2016 | no | IRVINE, CA|NEWPORT BEACH, CA|NEW YORK, NY|IRVINE, CA|IRVINE, CA | Previous registration |
| PRIVATE ASSET ADVISORS, INC. | n/a | May 21, 2007 | May 20, 2010 | no | SAN JUAN CAPISTRANO, CA|NEWPORT BEACH, CA | Previous registration |
| SCF INVESTMENT ADVISORS, INC. | Former SEC adviser | Nov 15, 2006 | Jun 1, 2007 | no | SAN DIEGO, CA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 2, 2002 | Jun 24, 2005 | no | IRVINE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEWPORT COAST ASSET MANAGEMENT | WESTPARK CAPITAL, INC. | Sep 1, 2016 | Jan 1, 2026 | 3,409 | Firm change after gap | Other |
| PRIVATE ASSET ADVISORS, INC. | NEWPORT COAST ASSET MANAGEMENT | May 20, 2010 | May 19, 2010 | -1 | Firm change | Other |
| SCF INVESTMENT ADVISORS, INC. | PRIVATE ASSET ADVISORS, INC. | Jun 1, 2007 | May 21, 2007 | -11 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | SCF INVESTMENT ADVISORS, INC. | Jun 24, 2005 | Nov 15, 2006 | 509 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 16944:39914:CA:2016-09-01 | Sep 1, 2016 | Jan 1, 2026 | IRVINE, CA | Firm change after gap |