DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ray Wook Kim
Feed of 09/14/2026
Also filed as Ray Kim
At current firm
0 y
since Jan 1, 2026
In the industry
24 y
since Sep 20, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Westpark Capital, Inc. independent RIA currentsince Jan 1, 2026 · Irvine, Ca
- Newport Coast Asset Management formerMay 19, 2010 to Sep 1, 2016 · Irvine, Ca
- Private Asset Advisors, Inc. unclassifiedMay 21, 2007 to May 20, 2010 · San Juan Capistrano, Ca
- Scf Investment Advisors, Inc. formerNov 15, 2006 to Jun 1, 2007 · San Diego, Ca
- Ameriprise Financial Services, LLC national BDMay 2, 2002 to Jun 24, 2005 · Irvine, Ca
Moves
a registration end followed by a registration begin elsewhere
- Newport Coast Asset Management to Westpark Capital, Inc.left Sep 1, 2016, registered Jan 1, 2026 (3409 days) · Other · moved with a team
- Private Asset Advisors, Inc. to Newport Coast Asset Managementleft May 20, 2010, registered May 19, 2010 (-1 days) · Other
- Scf Investment Advisors, Inc. to Private Asset Advisors, Inc.left Jun 1, 2007, registered May 21, 2007 (-11 days) · Other
- Ameriprise Financial Services, LLC to Scf Investment Advisors, Inc.left Jun 24, 2005, registered Nov 15, 2006 (509 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address