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Advisor at LPL FINANCIAL LLC
MADISON, MS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 15, 2025 | n/a | yes | MADISON, MS | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Feb 26, 2021 | Oct 16, 2025 | no | Flowood, MS|Madison, MS | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 13, 2013 | Mar 12, 2021 | no | JACKSON, MS | Previous registration |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Feb 13, 2007 | Feb 13, 2013 | no | JACKSON, MS|JACKSON, MS|JACKSON, MS | Previous registration |
| AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC | n/a | Jul 10, 2003 | Feb 13, 2007 | no | BIRMINGHAM, AL | Previous registration |
| AMSOUTH INVESTMENT SERVICES, INC. | n/a | Feb 7, 2003 | Jul 10, 2003 | no | BRANDON, MS|JACKSON, MS|JACKSON, MS|JACKSON, MS|JACKSON, MS|FLOWOOD, MS|FLOWOOD, MS|JACKSON, MS|RICHLAND, MS|BRANDON, MS|PEARL, MS|JACKSON, MS|JACKSON, MS|BRANDON, MS|PEARL, MS|RICHLAND, MS|FLOWOOD, MS|FLOWOOD, MS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Oct 16, 2025 | Oct 15, 2025 | -1 | Firm change | Ibd to ibd |
| RAYMOND JAMES & ASSOCIATES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Mar 12, 2021 | Feb 26, 2021 | -14 | Firm change | Ibd to ibd |
| MORGAN KEEGAN & COMPANY, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Feb 13, 2013 | Feb 13, 2013 | 0 | Bulk transfer | Other |
| AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC | MORGAN KEEGAN & COMPANY, LLC | Feb 13, 2007 | Feb 13, 2007 | 0 | Bulk transfer | Other |
| AMSOUTH INVESTMENT SERVICES, INC. | AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC | Jul 10, 2003 | Jul 10, 2003 | 0 | Bulk transfer | Other |