RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V••••• R••••• R••••••
- L•• F•••••••• L•• BD affiliated currentsince Oct 15, 2025 · Madison, Ms
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 26, 2021 to Oct 16, 2025 · Flowood, Ms
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Mar 12, 2021 · Jackson, Ms
- M••••• K••••• • C••••••• L•• formerFeb 13, 2007 to Feb 13, 2013 · Jackson, Ms
- A•••••• I••••••••• M••••••••• C•••••• L•• unclassifiedJul 10, 2003 to Feb 13, 2007 · Birmingham, Al
- A•••••• I••••••••• S•••••••• I••• unclassifiedFeb 7, 2003 to Jul 10, 2003 · Brandon, Ms
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Oct 16, 2025, registered Oct 15, 2025 (-1 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• • A••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Mar 12, 2021, registered Feb 26, 2021 (-14 days) · Affiliated broker-dealer or bank to another
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- A•••••• I••••••••• M••••••••• C•••••• L•• to M••••• K••••• • C••••••• L••left Feb 13, 2007, registered Feb 13, 2007 (0 days) · corporate re-registration, not a move
- A•••••• I••••••••• S•••••••• I••• to A•••••• I••••••••• M••••••••• C•••••• L••left Jul 10, 2003, registered Jul 10, 2003 (0 days) · corporate re-registration, not a move
- V••••• R••••• R•••••• left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2025-10-15)Oct 16, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address