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RIA / WealthAdvisorCertified Financial Planner18 years in industry

MARILYN SCHWARTZ NAPOLI

Advisor at WEALTHSPIRE ADVISORS

NEW YORK, NY

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Search this name across graphsid dfx:ria:02d042f8-0829-587b-33aa-c2624fcbc22d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 23, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTHSPIRE ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 20, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jun 20, 2008
First registration: Jun 23, 2008
Dual registered: no
Other names: MARILYN SCHWARTZ
IAPD individual key: 5501299

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTHSPIRE ADVISORS	Independent wealth	Mar 11, 2021	n/a	yes	NEW YORK, NY	Current employment
WEALTHSPIRE ADVISORS	Former SEC adviser	Apr 12, 2017	Dec 31, 2020	no	NEW YORK CITY, NY	Previous registration
CANTOR FITZGERALD WEALTH PARTNERS, LLC	Former SEC adviser	Sep 13, 2013	Mar 10, 2017	no	NEW YORK, NY	Previous registration
NEUBERGER BERMAN BD LLC	No RAUM reported	Jun 23, 2008	Sep 5, 2013	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEALTHSPIRE ADVISORS	WEALTHSPIRE ADVISORS	Dec 31, 2020	Mar 11, 2021	70	Bulk transfer	RIA to RIA
CANTOR FITZGERALD WEALTH PARTNERS, LLC	WEALTHSPIRE ADVISORS	Mar 10, 2017	Apr 12, 2017	33	Firm change	Other
NEUBERGER BERMAN BD LLC	CANTOR FITZGERALD WEALTH PARTNERS, LLC	Sep 5, 2013	Sep 13, 2013	8	Firm change	Other

Relationships

Registered with (4)

→ WEALTHSPIRE ADVISORSRegistered adviserregistration: current employment
Mar 11, 2021 to presentfactForm ADV
→ WEALTHSPIRE ADVISORSRegistered adviserregistration: previous registration
Apr 12, 2017 to Dec 31, 2020factForm ADV
→ CANTOR FITZGERALD WEALTH PARTNERS, LLCRegistered adviserregistration: previous registration
Sep 13, 2013 to Mar 10, 2017factForm ADV
→ NEUBERGER BERMAN BD LLCRegistered adviserregistration: previous registration
Jun 23, 2008 to Sep 5, 2013factForm ADV

Dated events

No dated event names this entity yet.