DFX Intelligence

G••••••• M••• V•• O••••••• • C• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserOther adviserSEC registeredRAUM 10b 100b

G••••••• M••• V•• O••••••• • C• L••

CRD 106220

BOSTON, MA

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Search this name across graphs

Data as of May 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 101
Dated events: 40
On other graphs: 5
Observed: Mar 30, 2012 to May 11, 2026
46 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

G••••••• M••• v•• O••••••• • C• L••

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

G••••••• M••• v•• O••••••• • C• L••

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

Allocatorsidentity

G••••••• M••• v•• O••••••• • C• L••

Investment consultant · key_crd, key_sfn_adviser, shared_crd

Private Credit

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.59 institutional_share=0.24 related_bd=false related_bank=true bd_reps=43.0
Regulatory AUM: $81B••• Locked
Discretionary RAUM: $79B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 365

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G•• Q•••••• I••••••••• F•••	Hedge Fund	$7.5B	May 11, 2026	230	Mar 30, 2012	reported	021-175926
G•• E••••• D••••••••• F•••• L•••	Hedge Fund	$2.5B	May 11, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• A••••••••• M•••••	MEMBER; HEAD OF GLOBAL CLIENT RELATIONS	Na	yes	06/2018	Jun 8, 2018	Aug 21, 2024
H••••••• S••••• L••••	MEMBER; BOARD MEMBER; CHIEF EXECUTIVE OFFICER	A	yes	02/2017	Feb 15, 2017	Aug 21, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G•• S•••••••• P••• L••••••	n/a	Other adviser	$2.1B	Y	no	n/a
G•• A•••••••• L•••	n/a	n/a	n/a	Y	no	n/a
G•• I••••••••• P•••••••• L••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$81B	$69B	18.0%	$61B	10.0%	365	361	0	0

Relationships

showing 80 of 101

Affiliated with (5)

→ G•• S•••••••• P••• L••••••Registered adviserother investment adviser, control
factForm ADV
← G•• S•••••••• P••• L••••••Registered adviserother investment adviser, bank, pooled vehicle sponsor, LP sponsor, control
factForm ADV
← G•• E••••• L••Registered adviserother investment adviser, bank, pooled vehicle sponsor, LP sponsor, control
factForm ADV
← G•• R•••••••• R••••••••• L••

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Occurred
May 11, 2026
Ria ownership band change
••• Locked
Form ADVobserved today
Occurred
May 11, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
$42.9M
Occurred
May 11, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
$62.4M

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 30, 2012
Last observed: May 11, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (12)

← S•••••• H•••••OwnerCHIEF TECHNOLOGY OFFICER, ownership code NA, individual
Mar 27, 2020 to Aug 21, 2024factForm ADV
← H••••••••• R••• D•••••OwnerMEMBER; HEAD OF INVESTMENT RISK AND TRADING, ownership code NA, individual
Mar 30, 2021 to Aug 21, 2024factForm ADV
← I••••• B•••••••• L••••OwnerMEMBER; BOARD MEMBER; C0-HEAD OF ASSET A•••••••••, ownership code NA, individual
Mar 30, 2012 to Aug 21, 2024factForm ADV
← M•••••• A•••••• D•••••••OwnerMEMBER; HEAD OF INVESTMENT PRODUCT STRATEGY, ownership code NA, individual
Mar 30, 2021 to Aug 21, 2024factForm ADV
← S••••••• D•••OwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 29, 2023 to Aug 21, 2024factForm ADV
← H••••••• S••••• L••••OwnerMEMBER; BOARD MEMBER; CHIEF EXECUTIVE OFFICER, ownership code A, individual
Feb 15, 2017 to Aug 21, 2024factForm ADV
← Z••••••••• N•••••• C•••OwnerMEMBER; DIRECTOR OF HUMAN R••••••••, ownership code NA, individual
Mar 31, 2015 to Aug 21, 2024factForm ADV
← P•••••• G••••••• L••••OwnerMEMBER; CHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 22, 2015 to Aug 21, 2024factForm ADV
← B•••• A••••••••• M•••••OwnerMEMBER; HEAD OF GLOBAL CLIENT RELATIONS, ownership code NA, individual
Jun 8, 2018 to Aug 21, 2024factForm ADV
← S•••••••• G•••••••OwnerMEMBER; HEAD OF INVESTMENT TEAMS, ownership code NA, individual
Mar 30, 2021 to Aug 21, 2024factForm ADV
← Z•••••• P•••••• S••••OwnerMEMBER; GENERAL COUNSEL, ownership code NA, individual
Mar 30, 2022 to Aug 21, 2024factForm ADV
← H•••• A••••••OwnerBOARD MEMBER, ownership code NA, individual
May 9, 2023 to Aug 21, 2024factForm ADV