DFX Intelligence

G•• R•••••••• R••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

G•• R•••••••• R••••••••• L••

CRD 109309

BOSTON, MA

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Search this name across graphsid dfx:ria:d4210c63-4221-6edc-fbd7-ab9558e0eee9

Data as of May 31, 2017 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2012 to May 31, 2017
17 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

G•• R•••••••• R••••••••• L••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.3B••• Locked
Discretionary RAUM: $2.3B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 37
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
L•• A••••••••• F••••• H••••••• T••••	Real Estate Fund	$174M	Feb 15, 2013	2	Mar 30, 2012	dropped	n/a
S••••••• H••••••••• S••••••• C••••••	Real Estate Fund	$2.6M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••••• M••• V•• O••••••• • C• L••	MANAGING MEMBER	D	yes	01/1998	Mar 30, 2012	May 31, 2017
G••••• M••••• E••	MANAGING DIRECTOR; INVESTMENT COMMITTEE MEMBER; AND BOARD OF GOVERNORS MEMBER	B	yes	01/1998	Mar 30, 2012	May 31, 2017

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G••••••• M••• V•• O••••••• • C• L••	n/a	Other adviser	$81B	Y	no	n/a
G•• E••••• L••	n/a	Former SEC adviser	$4.2B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Montevideo	n/a	Uruguay	n/a	no
Rotorua	n/a	New Zealand	n/a	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$2.3B	$2.6B	-11.8%	$2.2B	1.8%	37	38	n/a	n/a

Relationships

Affiliated with (4)

→ G••••••• M••• V•• O••••••• • C• L••Registered adviserother investment adviser, bank, pooled vehicle sponsor, LP sponsor, control
factForm ADV
→ G•• E••••• L••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ G•• S•••••••• P••• L••••••Registered adviserother investment adviser, common control
factForm ADV
← GMO AUSTRALASIA LLCRegistered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d4210c63-4221-6edc-fbd7-ab9558e0eee9
First observed: Mar 30, 2012
Last observed: May 31, 2017 113 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.