DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

GMO EUROPE LLC

CRD 169308

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d3d530e2-b9c7-ef49-fa06-2ffe865f07c5

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 3
On other graphs: 0
Observed: Oct 4, 2013 to Mar 29, 2019
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $4.2BItem 5.F on the latest filing (2019-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.2B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 4
Individual clients: 0
High net worth clients: 0
Private funds: 4Schedule D 7.B(1)
Private fund GAV: $4.2Bgross asset value as reported per fund; never fund size
SEC number: 801-78683
CRD: 169308
Filings on the tape: 14
First filed: Oct 4, 2013
Latest filed: Mar 29, 2019
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
GMO WORLD EQUITY ALLOCATION INVESTMENT FUND PLC	Hedge Fund	$458M	Mar 30, 2017	1	Mar 30, 2012	dropped	021-175929
GMO MEAN REVERSION SPECIAL SOLUTION FUND, L.P.	Hedge Fund	$11.7M	Mar 30, 2016	2	Feb 4, 2015	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GRANTHAM MAYO VAN OTTERLOO & CO LLC	SOLE MEMBER	E	yes	09/2013	Oct 4, 2013	Mar 29, 2019
HAYWARD, SCOTT, LOUIS	CHIEF EXECUTIVE OFFICER; BOARD MEMBER	Na	yes	02/2017	Mar 30, 2017	Mar 29, 2019
KEITH, DOUGLAS, DAY	BOARD MEMBER	Na	yes	10/2018	Mar 29, 2019	Mar 29, 2019
MITTAZ, JEAN-PIERRE, JOSEPH	CHIEF OPERATING OFFICER; BOARD MEMBER	Na	yes	01/2014	Mar 7, 2014	Mar 29, 2019
POTTLE, GREGORY, LANCE	GENERAL COUNSEL; BOARD MEMBER; CHIEF COMPLIANCE OFFICER	Na	yes	05/2015	May 29, 2015	Mar 29, 2019
VANDERSTEEL, TINA	BOARD MEMBER	Na	yes	07/2014	Mar 31, 2015	Mar 29, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GRANTHAM MAYO VAN OTTERLOO & CO LLC	n/a	Other adviser	$81B	Y	no	n/a
GMO SINGAPORE PTE. LIMITED	n/a	Other adviser	$2.1B	N	yes	n/a
GMO AUSTRALIA LTD.	n/a	n/a	n/a	N	yes	n/a
GMO INVESTMENT MANAGEMENT COMPANY (IRELAND) LIMITED	n/a	n/a	n/a	N	yes	n/a
GMO INVESTMENT PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a
GMO NETHERLANDS B.V.	n/a	n/a	n/a	N	yes	n/a
GMO UK LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 29, 2019	$4.2B	$4.2B	13	6	0	4	$4.2B
2017	Mar 29, 2018	$3.7B	$3.7B	14	6	0	4	$3.7B
2016	Mar 30, 2017	$3.6B	$3.6B	15	6	n/a	5	$3.6B
2015	Mar 30, 2016	$3.6B	$3.6B	16	8	n/a	6	$3.6B
2014	Mar 31, 2015	$4.2B	$4.2B	16	8	n/a	6	$4.3B
2013	Mar 28, 2014	$2.5B	$2.5B	15	8	n/a	5	$2.6B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$4.2B	$3.7B	13.0%	$3.6B	5.4%	13	14	0	0

Relationships

Affiliated with (3)

→ GRANTHAM MAYO VAN OTTERLOO & CO LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, LP sponsor, control
factForm ADV
→ GMO SINGAPORE PTE. LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← GMO RENEWABLE RESOURCES, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV

Controls (6)

← GRANTHAM MAYO VAN OTTERLOO & CO LLCOwnerSOLE MEMBER, ownership code E, domestic entity
Oct 4, 2013 to presentfactForm ADV
← KEITH, DOUGLAS, DAYOwnerBOARD MEMBER, ownership code NA, individual
Mar 29, 2019 to presentfactForm ADV
← VANDERSTEEL, TINAOwnerBOARD MEMBER, ownership code NA, individual
Mar 31, 2015 to presentfactForm ADV
← HAYWARD, SCOTT, LOUISOwnerCHIEF EXECUTIVE OFFICER; BOARD MEMBER, ownership code NA, individual
Mar 30, 2017 to presentfactForm ADV
← MITTAZ, JEAN-PIERRE, JOSEPHOwnerCHIEF OPERATING OFFICER; BOARD MEMBER, ownership code NA, individual
Mar 7, 2014 to presentfactForm ADV
← POTTLE, GREGORY, LANCEOwnerGENERAL COUNSEL; BOARD MEMBER; CHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 29, 2015 to presentfactForm ADV

Advises (2)

→ GMO WORLD EQUITY ALLOCATION INVESTMENT FUND PLCPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Mar 30, 2017factForm ADV
→ GMO MEAN REVERSION SPECIAL SOLUTION FUND, L.P.Private fundHedge Fund, IA, no longer reported
Feb 4, 2015 to Mar 30, 2016factForm ADV

Dated events

Occurred
Mar 29, 2019
Control person joined
Day Douglas Keith (Board Member) appeared on Schedule A of Gmo Europe Llc
Form ADVobserved 6 days ago
Occurred
Mar 29, 2019
Control person left
Carl Urban Mueller (Director Of Client Relations; Board Member) no longer on Schedule A of Gmo Europe Llc (listed 2018-03-29, absent 2019-03-29)
Form ADVobserved 6 days ago
Occurred
Oct 4, 2013
First Form ADV filing
Gmo Europe Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d3d530e2-b9c7-ef49-fa06-2ffe865f07c5
First observed: Oct 4, 2013
Last observed: Mar 29, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GMO EUROPE LLC

CRD 169308

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d3d530e2-b9c7-ef49-fa06-2ffe865f07c5

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:44 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

GMO WORLD EQUITY ALLOCATION INVESTMENT FUND PLC

Hedge Fund

$458M

Mar 30, 2017

Mar 30, 2012

dropped

021-175929

GMO MEAN REVERSION SPECIAL SOLUTION FUND, L.P.

Hedge Fund

$11.7M

Mar 30, 2016

Feb 4, 2015

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GRANTHAM MAYO VAN OTTERLOO & CO LLC

SOLE MEMBER

yes

09/2013

Oct 4, 2013

Mar 29, 2019

HAYWARD, SCOTT, LOUIS

CHIEF EXECUTIVE OFFICER; BOARD MEMBER

yes

02/2017

Mar 30, 2017

Mar 29, 2019

KEITH, DOUGLAS, DAY

BOARD MEMBER

yes

10/2018

Mar 29, 2019

MITTAZ, JEAN-PIERRE, JOSEPH

CHIEF OPERATING OFFICER; BOARD MEMBER

yes

01/2014

Mar 7, 2014

Mar 29, 2019

POTTLE, GREGORY, LANCE

GENERAL COUNSEL; BOARD MEMBER; CHIEF COMPLIANCE OFFICER

yes

05/2015

May 29, 2015

Mar 29, 2019

VANDERSTEEL, TINA

BOARD MEMBER

yes

07/2014

Mar 31, 2015

Mar 29, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GRANTHAM MAYO VAN OTTERLOO & CO LLC

n/a

Other adviser

$81B

n/a

GMO SINGAPORE PTE. LIMITED

n/a

Other adviser

$2.1B

yes

n/a

GMO AUSTRALIA LTD.

n/a

yes

n/a

GMO INVESTMENT MANAGEMENT COMPANY (IRELAND) LIMITED

n/a

yes

n/a

GMO INVESTMENT PARTNERS, LLC

n/a

yes

n/a

GMO NETHERLANDS B.V.

n/a

yes

n/a

GMO UK LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 29, 2019

$4.2B

2017

Mar 29, 2018

$3.7B

2016

Mar 30, 2017

$3.6B

n/a

$3.6B

2015

Mar 30, 2016

$3.6B

n/a

$3.6B

2014

Mar 31, 2015

$4.2B

n/a

$4.3B

2013

Mar 28, 2014

$2.5B

n/a

$2.6B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$4.2B

$3.7B

13.0%

$3.6B

5.4%