DFX Intelligence

L••• L••••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

L••• L••••••• S•••••••

Advisor at A•••••••• C•••••• M•••••••••

CORNELIUS, NC | Wildwood, FL

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Search this name across graphsid dfx:ria:02de0086-e117-8c1f-1d3f-feeaf873851a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 21, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• C•••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 9, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• C•••••• M•••••••••	Independent wealth	Apr 2, 2024	n/a	yes	Wildwood, FL\|CORNELIUS, NC	Current employment
A• W••••• M••••••••• L••	Bd affiliated wealth	Sep 10, 2021	Apr 8, 2022	no	FRUITLAND PARK, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A• W••••• M••••••••• L••	A•••••••• C•••••• M•••••••••	Apr 8, 2022	Apr 2, 2024	725	Firm change after gap	Ibd to RIA
C••••••••• W•••••• L••	A• W••••• M••••••••• L••	Aug 27, 2021	Sep 10, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
282580:157423:FL:2022-04-08	Apr 8, 2022	Apr 2, 2024	FRUITLAND PARK, FL	Firm change after gap

Relationships

Registered with (5)

→ A•••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Apr 2, 2024 to presentfactForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 10, 2021 to Apr 8, 2022factForm ADV
→ C••••••••• W•••••• L••Registered adviserregistration: previous registration
Feb 12, 2021 to Aug 27, 2021factForm ADV
→ P••••• W••••• M•••••••••

Dated events

Occurred
Apr 8, 2022
Advisor changed firm
L••• L••••••• S••••••• left A• W••••• M••••••••• L•• for A•••••••• C•••••• M••••••••• (registered 2024-04-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02de0086-e117-8c1f-1d3f-feeaf873851a
First observed: Sep 21, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.