DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CPS INVESTMENT ADVISORS
LAKELAND, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CPS INVESTMENT ADVISORS | Independent wealth | May 17, 2021 | n/a | yes | LAKELAND, FL | Current employment |
| ALLEN & COMPANY OF FLORIDA, LLC | Former SEC adviser | Nov 27, 2019 | Jul 20, 2021 | no | LAKELAND, FL | Previous registration |
| ALLEN & COMPANY OF FLORIDA, LLC | Former SEC adviser | Jun 17, 2019 | Nov 22, 2019 | no | LAKELAND, FL | Previous registration |
| MORGAN STANLEY | Wirehouse | Jan 10, 2017 | May 21, 2019 | no | Tampa, FL|SOUTH JORDAN, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALLEN & COMPANY OF FLORIDA, LLC | CPS INVESTMENT ADVISORS | Jul 20, 2021 | May 17, 2021 | -64 | Firm change after gap | RIA to RIA |
| MORGAN STANLEY | ALLEN & COMPANY OF FLORIDA, LLC | May 21, 2019 | Jun 17, 2019 | 27 | Firm change | Wirehouse to RIA |