DFX Intelligence

R••• T••••• L••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

R••• T••••• L••

Advisor at L•• F•••••••• L••

EUGENE, OR

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Search this name across graphsid dfx:ria:02e644f3-c61d-1dce-077d-fcb2b435ca5f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 1, 2025	n/a	yes	EUGENE, OR	Current employment
O•••• A••••••• S•••••••• L••	Bd affiliated wealth	Nov 8, 2024	Oct 3, 2025	no	ATLANTA, GA\|Eugene, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• A••••••• S•••••••• L••	L•• F•••••••• L••	Oct 3, 2025	Oct 1, 2025	-2	Firm change	Ibd to ibd
A•••• P•••• A•••••••	O•••• A••••••• S•••••••• L••	Nov 8, 2024	Nov 8, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
3866:165127:WA:2020-11-06	Nov 6, 2020	Nov 6, 2020	SEATTLE, WA	Firm change
6413:3866:OR:2020-01-30	Jan 30, 2020	Jan 6, 2020	BEND, OR	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 30, 2015 to Jan 30, 2020factForm ADV
→ O•••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 8, 2024 to Oct 3, 2025factForm ADV
→ A•••• P•••• A•••••••Registered adviserregistration: previous registration
Nov 6, 2020 to Nov 8, 2024factForm ADV
→ K•• F•••••••• S•••••••• I••

Dated events

Occurred
Oct 3, 2025
Advisor changed firm
R••• T••••• L•• left O•••• A••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2025-10-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02e644f3-c61d-1dce-077d-fcb2b435ca5f
First observed: Mar 30, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.