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CRD 147025
TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| W•••••• S•••••• R••• | n/a | TAMPA, FL | 13 | 19 | n/a | no |
| J•••• W•••• F••• | n/a | TAMPA, FL | 0 | 42 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| F•••• J••••• W•••• | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | yes | 02/2008 | Mar 19, 2012 | Jan 29, 2024 |
| F•••• J•••••••• W•••••• | VICE PRESIDENT | Na | no | 01/2022 | Jan 29, 2024 | Jan 29, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| F••• • A••••••••• I••• | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 1 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $842M | $884M | -4.7% | $915M | -2.7% | 5 | 5 | 1 | 0 |
| no |
| A••••• A•••••••• M••••• | n/a | CORDOVA, TN | TAMPA, FL | 0 | 24 | 6 | no |
| J••••••• W•••••• F••• | n/a | TAMPA, FL | 0 | 18 | n/a | no |
| VICE PRESIDENT |
| Na |
| no |
| 01/2022 |
| Jan 29, 2024 |
| Jan 29, 2024 |
| Mar 9, 2026 |
| $842M |
| $0 |
| 5 |
| 3 |
| 0 |
| n/a |
| n/a |
| 2024 | Mar 5, 2025 | $884M | $0 | 5 | 3 | 0 | n/a | n/a |
| 2023 | Jan 29, 2024 | $1.3B | $0 | 5 | 3 | 0 | n/a | n/a |
| 2022 | Mar 14, 2023 | $915M | $0 | 5 | 3 | 0 | n/a | n/a |
| 2021 | Mar 9, 2022 | $565M | $0 | 5 | 3 | 0 | n/a | n/a |
| 2020 | Mar 15, 2021 | $332M | $0 | 5 | 3 | 0 | n/a | n/a |
| 2019 | Mar 11, 2020 | $611M | $0 | 5 | 3 | 0 | n/a | n/a |
| 2018 | Mar 8, 2019 | $616M | $0 | 4 | 3 | 0 | n/a | n/a |
| 2017 | Mar 9, 2018 | $300M | $0 | 4 | 3 | 0 | n/a | n/a |
| 2016 | Feb 16, 2017 | $227M | $0 | 4 | 3 | n/a | n/a | n/a |
| 2015 | Mar 18, 2016 | $292M | $0 | 4 | 3 | n/a | n/a | n/a |
| 2014 | Mar 18, 2015 | $326M | $0 | 4 | 3 | n/a | n/a | n/a |
| 2013 | Feb 3, 2014 | $342M | $0 | 4 | 3 | n/a | n/a | n/a |
| 2012 | Mar 11, 2013 | $230M | $0 | 4 | 3 | n/a | n/a | n/a |
| 2011 | Mar 19, 2012 | $463M | $0 | n/a | n/a | n/a | n/a | n/a |