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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)32 years in industry

Michelle Arnst Slawny

Advisor at ASSOCIATED INVESTMENT SERVICES, INC.

MADISON, WI | ST. LOUIS PARK, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:02edad9f-89f5-59ce-d9f0-1a58c1bc0500

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASSOCIATED INVESTMENT SERVICES, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 14, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Feb 14, 1994
First registration: Nov 9, 2007
Dual registered: yes, broker-dealer
Other names: Michelle Arnst
IAPD individual key: 2443218

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASSOCIATED INVESTMENT SERVICES, INC.	Independent wealth	Mar 18, 2025	n/a	yes	MADISON, WI\|ST. LOUIS PARK, MN	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Nov 30, 2020	Nov 13, 2024	no	Madison, WI	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Jun 20, 2014	Nov 13, 2020	no	MIDDLETON, WI\|CHICAGO, IL\|Madison, WI	Previous registration
WEA FINANCIAL ADVISORS, INC.	Other adviser	Nov 9, 2007	Jun 16, 2014	no	MADISON, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	ASSOCIATED INVESTMENT SERVICES, INC.	Nov 13, 2024	Mar 18, 2025	125	Firm change	Ibd to RIA
ADVICE AND PLANNING SERVICES	U.S. BANCORP INVESTMENTS, INC.	Nov 13, 2020	Nov 30, 2020	17	Firm change	Ibd to ibd
WEA FINANCIAL ADVISORS, INC.	ADVICE AND PLANNING SERVICES	Jun 16, 2014	Jun 20, 2014	4	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
20472:17868:WI:2020-11-13	Nov 13, 2020	Nov 30, 2020	MADISON, WI	Firm change

Relationships

Registered with (4)

→ ASSOCIATED INVESTMENT SERVICES, INC.Registered adviserregistration: current employment
Mar 18, 2025 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Nov 30, 2020 to Nov 13, 2024factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Jun 20, 2014 to Nov 13, 2020factForm ADV
→ WEA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Nov 9, 2007 to Jun 16, 2014factForm ADV

Dated events

Occurred
Nov 13, 2024
Advisor changed firm
Michelle Arnst Slawny left U.S. Bancorp Investments, Inc. for Associated Investment Services, Inc. (registered 2025-03-18)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02edad9f-89f5-59ce-d9f0-1a58c1bc0500
First observed: Nov 9, 2007
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Michelle Arnst Slawny

Advisor at ASSOCIATED INVESTMENT SERVICES, INC.

MADISON, WI | ST. LOUIS PARK, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:02edad9f-89f5-59ce-d9f0-1a58c1bc0500

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:07 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

ASSOCIATED INVESTMENT SERVICES, INC.

Independent wealth

Mar 18, 2025

n/a

yes

MADISON, WI|ST. LOUIS PARK, MN

Current employment

U.S. BANCORP INVESTMENTS, INC.

Former SEC adviser

Nov 30, 2020

Nov 13, 2024

Madison, WI

Previous registration

ADVICE AND PLANNING SERVICES

Bd affiliated wealth

Jun 20, 2014

Nov 13, 2020

MIDDLETON, WI|CHICAGO, IL|Madison, WI

Previous registration

WEA FINANCIAL ADVISORS, INC.

Other adviser

Nov 9, 2007

Jun 16, 2014

MADISON, WI

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

U.S. BANCORP INVESTMENTS, INC.

ASSOCIATED INVESTMENT SERVICES, INC.

Nov 13, 2024

Mar 18, 2025

125

Firm change

Ibd to RIA

ADVICE AND PLANNING SERVICES

U.S. BANCORP INVESTMENTS, INC.

Nov 13, 2020

Nov 30, 2020

Firm change

Ibd to ibd

WEA FINANCIAL ADVISORS, INC.

ADVICE AND PLANNING SERVICES

Jun 16, 2014

Jun 20, 2014

Firm change

Other

Team

Left

Joined

From

Kind

20472:17868:WI:2020-11-13

Nov 13, 2020

Nov 30, 2020

MADISON, WI

Firm change