DFX Intelligence

J•••• E••••• I•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

J•••• E••••• I•••

Advisor at P••••••••• B•••••••• S•••••••• I•••

Wausau, WI | WAUSAU, WI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 16, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• B•••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 7, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• B•••••••• S•••••••• I•••	Independent wealth	May 1, 2014	n/a	yes	WAUSAU, WI\|Wausau, WI	Current employment
C••••• • A••••••••• I•••	Independent wealth	Oct 1, 2013	May 1, 2014	no	WAUSAU, WI\|FRISCO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• • A••••••••• I•••	P••••••••• B•••••••• S•••••••• I•••	May 1, 2014	May 1, 2014	0	Firm change	Other
F•••• A••••• A••••••• S•••••••• I•••	H•••••••• F•••••••• G•••• L••	Oct 17, 2013	Jan 14, 2010

Relationships

Registered with (6)

→ P••••••••• B•••••••• S•••••••• I•••Registered adviserregistration: current employment
May 1, 2014 to presentfactForm ADV
→ C••••• • A••••••••• I•••Registered adviserregistration: previous registration
Oct 1, 2013 to May 1, 2014factForm ADV
→ F•••• A••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 12, 2010 to Oct 17, 2013factForm ADV
→ H•••••••• F•••••••• G•••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 16, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.