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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

HERMENING FINANCIAL GROUP LLC

HERMENING ADVISORY SERVICES LLC, CRD 134927

WAUSAU, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f1219da7-5568-aa52-d28a-51648767daaf

Data as of Apr 12, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Dec 1, 2011 to Apr 12, 2018
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $105MItem 5.F on the latest filing (2018-04-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $105M
Private client RAUM: $92.7MderivedItem 5.D individuals plus high net worth individuals
Private client share: 88%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 7
Offices: 5Schedule D 1.F, beyond the principal office
Accounts: 766
Individual clients: 324
High net worth clients: 36
SEC number: 801-67716
CRD: 134927
Filings on the tape: 18
First filed: Dec 1, 2011
Latest filed: Apr 12, 2018
Organised: Limited Liability Company, Wisconsin

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HERMENING, KEVIN, JAY	MANAGING MEMBER	E	yes	02/2005	Dec 1, 2011	Apr 12, 2018
PAYNE, KIMBERLY, ANNETTE	CHIEF COMPLIANCE OFFICER	Na	yes	02/2007	Dec 1, 2011	Apr 12, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HERMENING FINANCIAL GROUP, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Orrville	Oh	United States	1	yes
EAU CLAIRE	Wi	United States	1	yes
Manitowoc	Wi	United States	1	yes
STEVENS POINT	Wi	United States	1	yes
WISCONSIN RAPIDS	Wi	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 14, 2018	$105M	$105M	8	7	5	n/a	n/a
2016	Mar 9, 2017	$108M	$108M	8	7	n/a	n/a	n/a
2015	Mar 17, 2016	$95.6M	$95.6M	7	6	n/a	n/a	n/a
2014	Mar 24, 2015	$93.3M	$93.3M	7	6	n/a	n/a	n/a
2013	Mar 12, 2014	$95.8M	$95.8M	9	8	n/a	n/a	n/a
2012	Mar 18, 2013	$90.8M	$90.8M	12	11	n/a	n/a	n/a
2011	Mar 29, 2012	$90.1M	$90.1M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$105M	$108M	-2.9%	$93.3M	4.0%	8	8	5	n/a

Relationships

Controls (2)

← HERMENING, KEVIN, JAYOwnerMANAGING MEMBER, ownership code E, individual
Dec 1, 2011 to presentfactForm ADV
← PAYNE, KIMBERLY, ANNETTEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 1, 2011 to presentfactForm ADV

Registered with (5)

← KEVIN JAY HERMENINGAdvisorregistration: previous registration
Feb 28, 2006 to May 7, 2018factForm ADV
← George Samuel HoffmanAdvisorregistration: previous registration
Dec 8, 2009 to May 7, 2018factForm ADV
← JOHN JAMES CHICHESTERAdvisorregistration: previous registration
Dec 12, 2007 to Dec 31, 2014factForm ADV
← KEVIN E RUSTAdvisorregistration: previous registration
Apr 23, 2009 to Mar 10, 2014factForm ADV
← JAMES EDMUND ISONAdvisorregistration: previous registration
Jan 14, 2010 to Oct 1, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1219da7-5568-aa52-d28a-51648767daaf
First observed: Dec 1, 2011
Last observed: Apr 12, 2018 102 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HERMENING FINANCIAL GROUP LLC

HERMENING ADVISORY SERVICES LLC, CRD 134927

WAUSAU, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f1219da7-5568-aa52-d28a-51648767daaf

Data as of Apr 12, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:04 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HERMENING, KEVIN, JAY

MANAGING MEMBER

yes

02/2005

Dec 1, 2011

Apr 12, 2018

PAYNE, KIMBERLY, ANNETTE

CHIEF COMPLIANCE OFFICER

yes

02/2007

Dec 1, 2011

Apr 12, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HERMENING FINANCIAL GROUP, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Orrville

United States

yes

EAU CLAIRE

United States

yes

Manitowoc

United States

yes

STEVENS POINT

United States

yes

WISCONSIN RAPIDS

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 14, 2018

$105M

n/a

2016

Mar 9, 2017

$108M

n/a

2015

Mar 17, 2016

$95.6M

n/a

2014

Mar 24, 2015

$93.3M

n/a

2013

Mar 12, 2014

$95.8M

n/a

2012

Mar 18, 2013

$90.8M

n/a

2011

Mar 29, 2012

$90.1M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$105M

$108M

-2.9%

$93.3M

4.0%

n/a