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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

Kimberly Ellen Arthur

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

PLYMOUTH, MN | DALLAS, TX

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Search this name across graphsid dfx:ria:031c1334-1e28-18a3-474d-9a8e6aa35e10

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Aug 29, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 6, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 6, 2001
First registration: Aug 29, 2002
Dual registered: yes, broker-dealer
Other names: KIMBERLY ELLEN JONES|KIMBERLY ELLEN ASAY|Kimberly Arthur|KIMBERLY ELLEN Arthur|KIMBERLY ELLEN STEWARD
IAPD individual key: 4391863

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Feb 3, 2025	n/a	yes	DALLAS, TX\|PLYMOUTH, MN	Current employment
XO WEALTH MANAGEMENT	Former SEC adviser	Jan 16, 2025	Feb 14, 2025	no	DALLAS, TX	Previous registration
XO WEALTH MANAGEMENT	Former SEC adviser	Mar 27, 2024	Dec 31, 2024	no	DALLAS, TX	Previous registration
VISTA INVESTMENT PARTNERS LLC	Independent wealth	Mar 30, 2017	Feb 9, 2024	no	OKLAHOMA CITY, OK	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jan 15, 2015	Dec 31, 2016	no	OKLAHOMA CITY, OK	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Aug 10, 2010	Oct 7, 2013	no	PLANO, TX\|PLANO, TX	Previous registration
HILLTOP SECURITIES ASSET MANAGEMENT, LLC	Institutional manager	Dec 15, 2008	Jul 8, 2010	no	DALLAS, TX	Previous registration
MORGAN STANLEY & CO. LLC	n/a	May 20, 2008	Sep 16, 2008	no	SAN ANTONIO, TX	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Aug 29, 2002	Apr 24, 2008	no	SAN ANTONIO, TX\|SAN ANTONIO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
XO WEALTH MANAGEMENT	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Feb 14, 2025	Feb 3, 2025	-11	Firm change	RIA to ibd
VISTA INVESTMENT PARTNERS LLC	XO WEALTH MANAGEMENT	Feb 9, 2024	Mar 27, 2024	47	Firm change	RIA to RIA
RAYMOND JAMES & ASSOCIATES, INC.	VISTA INVESTMENT PARTNERS LLC	Dec 31, 2016	Mar 30, 2017	89	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	RAYMOND JAMES & ASSOCIATES, INC.	Oct 7, 2013	Jan 15, 2015	465	Firm change after gap	Other
HILLTOP SECURITIES ASSET MANAGEMENT, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jul 8, 2010	Aug 10, 2010	33	Firm change	Other
MORGAN STANLEY & CO. LLC	HILLTOP SECURITIES ASSET MANAGEMENT, LLC	Sep 16, 2008	Dec 15, 2008	90	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY & CO. LLC	Apr 24, 2008	May 20, 2008	26	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
281767:116407:TX:2025-02-14	Feb 14, 2025	Feb 3, 2025	DALLAS, TX	Firm change
705:286014:OK:2016-12-31	Dec 31, 2016	Mar 30, 2017	OKLAHOMA CITY, OK	Firm change

Relationships

Registered with (8)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Feb 3, 2025 to presentfactForm ADV
→ XO WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 16, 2025 to Feb 14, 2025factForm ADV
→ VISTA INVESTMENT PARTNERS LLCRegistered adviserregistration: previous registration
Mar 30, 2017 to Feb 9, 2024factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Jan 15, 2015 to Dec 31, 2016factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Aug 10, 2010 to Oct 7, 2013factForm ADV
→ HILLTOP SECURITIES ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 15, 2008 to Jul 8, 2010factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
May 20, 2008 to Sep 16, 2008factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Aug 29, 2002 to Apr 24, 2008factForm ADV

Dated events

Occurred
Feb 14, 2025
Advisor changed firm
Kimberly Ellen Arthur left Xo Wealth Management for Wealth Enhancement Advisory Services, Llc (registered 2025-02-03)
Form ADVobserved 6 days ago
Occurred
Feb 9, 2024
Advisor changed firm
Kimberly Ellen Arthur left Vista Investment Partners Llc for Xo Wealth Management (registered 2024-03-27)
Form ADVobserved 6 days ago