DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••••••• E•••• A•••••

W••••• E••••••••• A••••••• S•••••••• L••BD affiliatedPlymouth, Mn dual registrantIAPD 4391863

Feed of 09/14/2026

Also filed as Kimberly Ellen Jones

At current firm

1 y

since Feb 3, 2025

In the industry

25 y

since Jul 6, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated current
since Feb 3, 2025 · Dallas, Tx
X• W••••• M••••••••• former
Jan 16, 2025 to Feb 14, 2025 · Dallas, Tx
X• W••••• M••••••••• former
Mar 27, 2024 to Dec 31, 2024 · Dallas, Tx
V•••• I••••••••• P••••••• L•• independent RIA
Mar 30, 2017 to Feb 9, 2024 · Oklahoma City, Ok
R•••••• J•••• • A••••••••• I••• national BD
Jan 15, 2015 to Dec 31, 2016 · Oklahoma City, Ok
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Aug 10, 2010 to Oct 7, 2013 · Plano, Tx
H•••••• S••••••••• A•••• M••••••••• L•• institutional
Dec 15, 2008 to Jul 8, 2010 · Dallas, Tx
M••••• S•••••• • C•• L•• unclassified
May 20, 2008 to Sep 16, 2008 · San Antonio, Tx
C•••••••• G••••• M•••••• I••• BD affiliated
Aug 29, 2002 to Apr 24, 2008 · San Antonio, Tx

Moves

a registration end followed by a registration begin elsewhere

X• W••••• M••••••••• to W••••• E••••••••• A••••••• S•••••••• L••
left Feb 14, 2025, registered Feb 3, 2025 (-11 days) · RIA to affiliated broker-dealer or bank · moved with a team
V•••• I••••••••• P••••••• L•• to X• W••••• M•••••••••
left Feb 9, 2024, registered Mar 27, 2024 (47 days) · RIA to RIA
R•••••• J•••• • A••••••••• I••• to V•••• I••••••••• P••••••• L••
left Dec 31, 2016, registered Mar 30, 2017 (89 days) · Other · moved with a team
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R•••••• J•••• • A••••••••• I•••
left Oct 7, 2013, registered Jan 15, 2015 (465 days) · Other
H•••••• S••••••••• A•••• M••••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jul 8, 2010, registered Aug 10, 2010 (33 days) · Other
M••••• S•••••• • C•• L•• to H•••••• S••••••••• A•••• M••••••••• L••
left Sep 16, 2008, registered Dec 15, 2008 (90 days) · Other
C•••••••• G••••• M•••••• I••• to M••••• S•••••• • C•• L••
left Apr 24, 2008, registered May 20, 2008 (26 days) · Other

Signals

K••••••• E•••• A••••• left X• W••••• M••••••••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2025-02-03)
Feb 14, 2025 · Advisor changed firm · fact
K••••••• E•••• A••••• left V•••• I••••••••• P••••••• L•• for X• W••••• M••••••••• (registered 2024-03-27)
Feb 9, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address