DFX Intelligence
Reading the graph
Reading the graph
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Advisor at K•••••••• W••••• A•••••••• L••
SAN DIEGO, CA | Wall, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K•••••••• W••••• A•••••••• L•• | Bd affiliated wealth | Nov 25, 2025 | n/a | yes | Wall, NJ|SAN DIEGO, CA | Current employment |
| A•••• I••••••••• G•••• | Independent wealth | Dec 17, 2024 | Nov 21, 2025 | no | Red Bank, NJ|WAYNE, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••• I••••••••• G•••• | K•••••••• W••••• A•••••••• L•• | Nov 21, 2025 | Nov 25, 2025 | 4 | Firm change | RIA to ibd |
| U•• F•••••••• S••••••• I••• | A•••• I••••••••• G•••• | Jan 8, 2025 | Dec 17, 2024 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:317077:NJ:2025-01-08 | Jan 8, 2025 | Dec 17, 2024 | EDISON, NJ | Firm change |
| U•• F•••••••• S••••••• I••• | Wirehouse | Jan 13, 2006 | Jan 8, 2025 | no | Wall, NJ|EDISON, NJ | Previous registration |
| M••••• S•••••• D• I••• | n/a | Jun 27, 2002 | Jan 17, 2006 | no | RED BANK, NJ|RED BANK, NJ | Previous registration |
| -22 |
| Firm change |
| Wirehouse to RIA |
| M••••• S•••••• D• I••• | U•• F•••••••• S••••••• I••• | Jan 17, 2006 | Jan 13, 2006 | -4 | Firm change | Other |