DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

V•••••• S•••••• L•••••••

K•••••••• W••••• A•••••••• L••BD affiliatedSan Diego, Ca dual registrantIAPD 1444054

Feed of 09/15/2026

Also filed as Vinnie L•••••••

At current firm

0 y

since Nov 25, 2025

In the industry

27 y

since Nov 12, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K•••••••• W••••• A•••••••• L•• BD affiliated current
since Nov 25, 2025 · Wall, Nj
A•••• I••••••••• G•••• independent RIA
Dec 17, 2024 to Nov 21, 2025 · Red Bank, Nj
U•• F•••••••• S••••••• I••• wirehouse
Jan 13, 2006 to Jan 8, 2025 · Wall, Nj
M••••• S•••••• D• I••• unclassified
Jun 27, 2002 to Jan 17, 2006 · Red Bank, Nj

Moves

a registration end followed by a registration begin elsewhere

A•••• I••••••••• G•••• to K•••••••• W••••• A•••••••• L••
left Nov 21, 2025, registered Nov 25, 2025 (4 days) · RIA to affiliated broker-dealer or bank
U•• F•••••••• S••••••• I••• to A•••• I••••••••• G••••
left Jan 8, 2025, registered Dec 17, 2024 (-22 days) · Wirehouse to independent RIA · moved with a team
M••••• S•••••• D• I••• to U•• F•••••••• S••••••• I•••
left Jan 17, 2006, registered Jan 13, 2006 (-4 days) · Other

Signals

V•••••• S•••••• L••••••• left A•••• I••••••••• G•••• for K•••••••• W••••• A•••••••• L•• (registered 2025-11-25)
Nov 21, 2025 · Advisor changed firm · fact
V•••••• S•••••• L••••••• left U•• F•••••••• S••••••• I••• for A•••• I••••••••• G•••• (registered 2024-12-17)
Jan 8, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address