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Advisor at GLOBAL VIEW CAPITAL MANAGEMENT LLC
WAUKESHA, WI | WOODRUFF, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GLOBAL VIEW CAPITAL MANAGEMENT LLC | Independent wealth | Jan 2, 2014 | n/a | yes | WAUKESHA, WI|WOODRUFF, WI | Current employment |
| THE STRATEGIC FINANCIAL ALLIANCE | Bd affiliated wealth | Jul 10, 2012 | Dec 31, 2013 | no | WAUSAU, WI|WOODRUFF, WI | Previous registration |
| H. BECK, INC. | Former SEC adviser | Aug 20, 2010 | Dec 31, 2010 | no | ELM GROVE, WI|WOODRUFF, WI | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 8, 2009 | Feb 16, 2010 | no | WOODRUFF, WI | Previous registration |
| WATERSTONE FINANCIAL GROUP, INC. | n/a | Jun 23, 2003 | Sep 8, 2009 | no | WOODRUFF, WI | Previous registration |
| STERLING PORTFOLIO ALLOCATION SERVICE INC | n/a | Oct 16, 2002 | Dec 31, 2003 | no | WOODRUFF, WI | Previous registration |
| FFP ADVISORY SERVICES INC | n/a | Feb 11, 1993 | Sep 11, 2002 | no | WOODRUFF, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE STRATEGIC FINANCIAL ALLIANCE | GLOBAL VIEW CAPITAL MANAGEMENT LLC | Dec 31, 2013 | Jan 2, 2014 | 2 | Bulk transfer | Other |
| H. BECK, INC. | THE STRATEGIC FINANCIAL ALLIANCE | Dec 31, 2010 | Jul 10, 2012 | 557 | Firm change after gap | Other |
| LPL FINANCIAL LLC | H. BECK, INC. | Feb 16, 2010 | Aug 20, 2010 | 185 | Firm change | Other |
| WATERSTONE FINANCIAL GROUP, INC. | LPL FINANCIAL LLC | Sep 8, 2009 | Sep 8, 2009 | 0 | Bulk transfer | Other |
| STERLING PORTFOLIO ALLOCATION SERVICE INC | WATERSTONE FINANCIAL GROUP, INC. | Dec 31, 2003 | Jun 23, 2003 | -191 | Firm change after gap | Other |
| FFP ADVISORY SERVICES INC | STERLING PORTFOLIO ALLOCATION SERVICE INC | Sep 11, 2002 | Oct 16, 2002 | 35 | Firm change | Other |