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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

GLOBAL VIEW CAPITAL MANAGEMENT LLC

CRD 158292

WAUKESHA, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:189345bd-f4dd-7f5f-fa8a-e2dffd9d0389

Data as of Aug 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 170
Dated events: 36
On other graphs: 0
Observed: Nov 9, 2011 to Aug 25, 2026
61 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=11.0
Regulatory AUM: $775MItem 5.F on the latest filing (2026-08-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $775M
Private client RAUM: $767MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 103
RAUM per advisor: $7.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 122
Advisory employees: 107
Offices: 5Schedule D 1.F, beyond the principal office
Accounts: 8,863
Individual clients: 3,658
High net worth clients: 128
SEC number: 801-72887
CIK: 1994495
CRD: 158292
Filings on the tape: 61
First filed: Nov 9, 2011
Latest filed: Aug 25, 2026
Organised: Limited Liability Company, WI
Website: gvcadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 103

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DINA LOUISE FLISS	n/a	WAUKESHA, WI	14	41	4	no
WILLIAM JOHN HENDERSON	n/a	WAUTOMA, WI \| WAUKESHA, WI	12	41	2	no
KAREN JEAN DANCZYK	n/a	WAUKESHA, WI \| WAUSAU, WI	12	40	3	no
RANDY LEE DERBICK	n/a	WAUSAU, WI \| WAUKESHA, WI	12	40	3	no
ANATOLE TRENT KAMENTZ	n/a	WAUKESHA, WI \| WOODRUFF, WI	12	38	6	no
MICHAEL JOSEPH TILLEY	n/a	WAUKESHA, WI	12	52	3	no
MARCELLA LYNN NEMKE	n/a	WAUSAU, WI \| WAUKESHA, WI	12	34	3	no
DARREN ROBERT MUELLER	n/a	BROOKFIELD, WI \| WAUKESHA, WI	12	31	2	yes
LAWRENCE EDWARD PETERSON	n/a	WAUKESHA, WI \| WAUSAU, WI	12	31	3	no
MONICA MARY TENNIE	n/a	BROOKFIELD, WI \| WAUKESHA, WI	12	27	3	no
DEREK DAVID KOHN	n/a	WAUKESHA, WI \| MARKESAN, WI	12	24	1	no
BOBBIE GENE CHAPMAN	n/a	WAUKESHA, WI	12	25	3	no
GERMAINE RENEE MEVERDEN	n/a	WAUKESHA, WI \| WAUSAU, WI	12	24	3	yes
CHADWICK B ALBANO	n/a	WAUKESHA, WI	12	23	3	no
JOEL EDWARD PAETZNICK	n/a	WAUKESHA, WI \| WAUSAU, WI	12	22	2	no
DEBBIE ANN KEATON	n/a	WAUWATOSA, WI \| WAUKESHA, WI	12	16	n/a	no
RODNEY WAYNE JOHNSTON	n/a	WAUKESHA, WI \| PLEASANT GROVE, UT	12	32	2	no
CAROLYN ANN MCCLINTON	n/a	WAUKESHA, WI \| MERRILLVILLE, IN	12	30	3	no
DALE KLINE BLACK	n/a	PLEASANT GROVE, UT \| WAUKESHA, WI	12	25	3	no
GLEN EDWARD SJOBERG	n/a	WAUKESHA, WI \| PLEASANT GROVE, UT	12	41	2	no
MARC D JENSEN	n/a	PLEASANT GROVE, UT \| WAUKESHA, WI	12	28	2	no
DEAN MICHAEL FLISS	n/a	WAUKESHA, WI	12	40	4	yes
MICHAEL DOUGLAS CORRIGAN	n/a	PLEASANT GROVE, UT \| WAUKESHA, WI	12	24	3	no
JOSHUA DEAN WRIGHT	n/a	PLEASANT GROVE, UT \| WAUKESHA, WI	12	22	2	no
WILLIAM JOHN SEFCIK	n/a	WAUKESHA, WI \| PLEASANT GROVE, UT	12	25	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ARNOLD, BARRY, S.	CHIEF INVESTMENT OFFICER	Na	yes	12/2021	Apr 10, 2024	Oct 21, 2024
FLISS, DEAN, MICHAEL	Shareholder	D	yes	02/2011	Nov 9, 2011	Oct 21, 2024
FLISS, DINA, LOUISE	Shareholder	D	yes	02/2011	Nov 9, 2011	Oct 21, 2024
FLISS, DINA, LOUISE	CHIEF COMPLIANCE OFFICER	Na	yes	06/2016	Nov 9, 2011	Oct 21, 2024
GLOBAL VIEW CAPITAL PARTNERS, LTD	Owner	E	yes	02/2011	Feb 17, 2023	Oct 21, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GLOBAL VIEW CAPITAL INSURANCE SERVICES LLC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
PLEASANT GROVE	Ut	United States	17	no
Wausau	Wi	United States	9	yes
LONG BEACH	CA	United States	4	yes
IDAHO FALLS	Id	United States	4	no
Brookfield	Wi	United States	2	yes
Waukesha	Wi	United States	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 12, 2026	$775M	$775M	122	107	5	n/a	n/a
2024	Mar 24, 2025	$708M	$708M	102	85	5	n/a	n/a
2023	Feb 21, 2024	$594M	$594M	105	85	6	n/a	n/a
2022	Feb 17, 2023	$591M	$591M	117	93	6	n/a	n/a
2021	Mar 21, 2022	$710M	$710M	117	93	6	n/a	n/a
2020	Mar 25, 2021	$505M	$505M	117	93	7	n/a	n/a
2019	Mar 25, 2020	$434M	$434M	114	94	7	n/a	n/a
2018	Mar 18, 2019	$439M	$439M	136	107	11	n/a	n/a
2017	Mar 29, 2018	$396M	$396M	104	102	7	n/a	n/a
2016	Mar 28, 2017	$305M	$305M	104	102	n/a	n/a	n/a
2015	Mar 31, 2016	$257M	$257M	110	108	n/a	n/a	n/a
2014	Mar 31, 2015	$253M	$253M	104	102	n/a	n/a	n/a
2013	Mar 31, 2014	$290M	$290M	98	97	n/a	n/a	n/a
2012	Mar 27, 2013	$217M	$217M	2	1	n/a	n/a	n/a
2011	Mar 30, 2012	$97.2M	$97.2M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
8	11	-3	10.7%	3	3	0	26	13

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$775M	$708M	9.5%	$591M	9.5%	122	102	5	5

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
TAMALPAIS ASSET MANAGEMENT	2	Aug 5, 2026	Aug 7, 2026	LONG BEACH, CA	Team lift out	RIA to RIA	2.0%
ENCOMPASS MORE ASSET MANAGEMENT LLC	4	Jan 14, 2026	Jan 21, 2026	WAUKESHA, WI	Team lift out	RIA to RIA	4.0%
SCF INVESTMENT ADVISORS, INC.	7	Jul 18, 2023	Jul 18, 2023	NEW BERLIN, WI	Team lift out	RIA to ibd	8.8%
SCF INVESTMENT ADVISORS, INC.	3	Jul 18, 2023	Jul 17, 2023	ST GEORGE, UT	Team lift out	RIA to ibd	3.8%
GROWSTRONG WEALTH STRATEGIES	2	Dec 31, 2020	Jul 9, 2020	LOVELAND, CO	Team lift out	RIA to RIA	2.9%
SCF INVESTMENT ADVISORS, INC.	3	Oct 1, 2019	Sep 9, 2019	SAFFORD, AZ	Team lift out	RIA to ibd	4.4%
SCF INVESTMENT ADVISORS, INC.	2	Oct 1, 2019	Sep 9, 2019	WAUKESHA, WI	Team lift out	RIA to ibd	2.9%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
TRANSAMERICA FINANCIAL ADVISORS, LLC	2	Aug 8, 2018	Aug 9, 2018	FORT COLLINS, CO	Team lift out	Ibd to RIA	0.3%

Relationships

showing 80 of 170

Registered with (80)

← DANIEL ELIAS HERNANDEZAdvisorregistration: current employment
Aug 18, 2026 to presentfactForm ADV
← JOHN DOUGLAS COXAdvisorregistration: current employment
Jul 30, 2026 to presentfactForm ADV
← NICHOLAS ANDREW TREVINOAdvisorregistration: current employment
Jul 20, 2026 to presentfactForm ADV
← PETER STRANDTAdvisorregistration: current employment
Jul 14, 2026 to presentfactForm ADV
← TIMOTHY JOHN HORSTAdvisorregistration: current employment
Jul 7, 2026 to presentfactForm ADV
← MOISE DEROSIERAdvisorregistration: current employment
Jun 9, 2026 to presentfactForm ADV
← WALDEMAR ALFREDO MARQUES ORTIZAdvisorregistration: current employment
Jun 2, 2026 to presentfactForm ADV
← CHASE L DOBLERAdvisorregistration: current employment
Apr 27, 2026 to presentfactForm ADV
← DAVID MICHAEL TONASZUCKAdvisorregistration: current employment
Apr 23, 2026 to presentfactForm ADV
← PHILIP ANTHONY SCHWEIKAdvisorregistration: current employment
Jan 16, 2026 to presentfactForm ADV
← JOE PERCY MEDRANOAdvisorregistration: current employment
Jan 6, 2026 to presentfactForm ADV
← DEBRA KAY SELLEAdvisorregistration: current employment
Jan 6, 2026 to presentfactForm ADV
← ANDRE J. WESTAdvisorregistration: current employment
Jan 6, 2026 to presentfactForm ADV
← ALAN TIN-LO CHUAdvisorregistration: current employment
Apr 28, 2025 to presentfactForm ADV
← DANTE CROSAAdvisorregistration: current employment
Mar 28, 2025 to presentfactForm ADV
← KEVYN KAZUO YONESAKIAdvisorregistration: current employment
Mar 28, 2025 to presentfactForm ADV
← DAVID YAWAdvisorregistration: current employment
Mar 21, 2025 to presentfactForm ADV
← JAMIE MICHAEL JOHNSONAdvisorregistration: current employment
Mar 12, 2025 to presentfactForm ADV
← MICHAEL J PIGASSOUAdvisorregistration: current employment
Mar 7, 2025 to presentfactForm ADV
← LARRY JAMES PRICKETTAdvisorregistration: current employment
Mar 3, 2025 to presentfactForm ADV
← TERRY JOHN HASTINGSAdvisorregistration: current employment
Feb 12, 2025 to presentfactForm ADV
← PAUL EDWARD KLETKEAdvisorregistration: current employment
Feb 10, 2025 to presentfactForm ADV
← MICHAEL A SCARDAVILLEAdvisorregistration: current employment
Dec 9, 2024 to presentfactForm ADV
← DONALD W COOLEYAdvisorregistration: current employment
Oct 4, 2024 to presentfactForm ADV
← JEFFREY DAVID LUKAWSKIAdvisorregistration: current employment
Oct 2, 2024 to presentfactForm ADV
← Lea Rosel BushAdvisorregistration: current employment
Sep 13, 2024 to presentfactForm ADV
← JONATHAN M. RIESCHAdvisorregistration: current employment
Jun 3, 2024 to presentfactForm ADV
← DENNIS JAMES BURETAAdvisorregistration: current employment
May 29, 2024 to presentfactForm ADV
← IMRANA S. BEGGAdvisorregistration: current employment
May 8, 2024 to presentfactForm ADV
← Christopher Michael KunzAdvisorregistration: current employment
Apr 22, 2024 to presentfactForm ADV
and 50 more

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 28, 2026
Advisor changed firm
Vineet Kalra left Global View Capital Management LLC for Creative Planning (registered 2026-09-17)
Form ADVobserved today
Occurred
Aug 5, 2026
Team lift-out
2 advisors left Global View Capital Management LLC (Long Beach, CA) for Tamalpais Asset Management on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Aug 5, 2026
Advisor changed firm
Joseph Daly Fierro left Global View Capital Management Llc for Tamalpais Asset Management (registered 2026-08-07)
Form ADVobserved 4 days ago
Occurred
Aug 5, 2026
Advisor changed firm
Richard Wayne Gibson left Global View Capital Management Llc for Tamalpais Asset Management (registered 2026-08-06)
Form ADVobserved 4 days ago
Occurred
May 28, 2026
Advisor changed firm
Jesse Jerome Cole left Global View Capital Management Llc for Global Assets Advisory, Llc (registered 2026-06-01)
Form ADVobserved 4 days ago
Occurred
Mar 17, 2026
Advisor changed firm
Kristine Marie Beaver left Global View Capital Management Llc for Lpl Enterprise, Llc (registered 2026-03-16)
Form ADVobserved 4 days ago
Occurred
Jan 14, 2026
Team lift-out
4 advisors left Global View Capital Management LLC (Waukesha, WI) for Encompass More Asset Management LLC on the same day
Form ADVobserved 3 days ago
4 advisors
Occurred
Jan 14, 2026
Advisor changed firm
Genevieve Brianna Strenski left Global View Capital Management Llc for Encompass More Asset Management Llc (registered 2026-01-13)
Form ADVobserved 4 days ago
Occurred
Jan 14, 2026
Advisor changed firm
Steven Parker Durdin left Global View Capital Management Llc for Encompass More Asset Management Llc (registered 2026-01-15)
Form ADVobserved 4 days ago
Occurred
Jan 14, 2026
Advisor changed firm
Timothy Anton Noordyk left Global View Capital Management Llc for Encompass More Asset Management Llc (registered 2026-01-13)
Form ADVobserved 4 days ago
Occurred
Jan 14, 2026
Advisor changed firm
Philip Benjamin Comer left Global View Capital Management Llc for Encompass More Asset Management Llc (registered 2026-01-21)
Form ADVobserved 4 days ago
Occurred
Jan 14, 2026
Advisor changed firm
David Andrew Hessel left Global View Capital Management Llc for Encompass More Asset Management Llc (registered 2026-01-13)
Form ADVobserved 4 days ago
Occurred
Oct 20, 2025
Advisor changed firm
James Thor Atchley left Global View Capital Management Llc for Wealth Foundations Partners, Llc (registered 2025-10-27)
Form ADVobserved 4 days ago
Occurred
Apr 28, 2025
Advisor changed firm
James Patrick Gregg left Global View Capital Management Llc for Wealth Foundations Partners, Llc (registered 2025-03-14)
Form ADVobserved 4 days ago
Occurred
Mar 27, 2025
Advisor changed firm
Michael Cordell Chapman left Global View Capital Management Llc for Wealth Foundations Partners, Llc (registered 2025-03-28)
Form ADVobserved 4 days ago
Occurred
Apr 10, 2024
Control person joined
S. Barry Arnold (Chief Investment Officer) appeared on Schedule A of Global View Capital Management Llc
Form ADVobserved 4 days ago
Occurred
Jul 20, 2023
Advisor changed firm
James Alexander Sayas left Global View Capital Management Llc for Scf Investment Advisors, Inc. (registered 2023-07-17)
Form ADVobserved 4 days ago
Occurred
Jul 20, 2023
Advisor changed firm
Daniel Thomas Bresson left Global View Capital Management Llc for Scf Investment Advisors, Inc. (registered 2023-07-18)
Form ADVobserved 4 days ago
Occurred
Jul 19, 2023
Advisor changed firm
Christopher Wacker left Global View Capital Management Llc for Scf Investment Advisors, Inc. (registered 2023-07-18)
Form ADVobserved 4 days ago
Occurred
Jul 18, 2023
Team lift-out
3 advisors left Global View Capital Management LLC (ST George, UT) for Scf Investment Advisors, Inc. on the same day
Form ADVobserved 3 days ago
3 advisors
Occurred
Jul 18, 2023
Team lift-out
7 advisors left Global View Capital Management LLC (New Berlin, WI) for Scf Investment Advisors, Inc. within 2 days
Form ADVobserved 3 days ago
7 advisors
Occurred
Jul 18, 2023
Advisor changed firm
Robert V Du Charme left Global View Capital Management Llc for Scf Investment Advisors, Inc. (registered 2023-07-17)
Form ADVobserved 4 days ago
Occurred
Jul 18, 2023
Advisor changed firm
Arrow Corpus left Global View Capital Management Llc for Scf Investment Advisors, Inc. (registered 2023-07-17)
Form ADVobserved 4 days ago
Occurred
Jul 18, 2023
Advisor changed firm
Michael Vandenlangenberg Ducharme left Global View Capital Management Llc for Scf Investment Advisors, Inc. (registered 2023-07-17)
Form ADVobserved 4 days ago
Occurred
Jul 18, 2023
Advisor changed firm
Gregory G Nelson left Global View Capital Management Llc for Scf Investment Advisors, Inc. (registered 2023-07-17)
Form ADVobserved 4 days ago
Occurred
Jul 18, 2023
Advisor changed firm
Eric Jay Becker left Global View Capital Management Llc for Investment Advisors International, Inc. (registered 2007-02-14)
Form ADVobserved 4 days ago
Occurred
Jul 18, 2023
Advisor changed firm
Branden Ducharme left Global View Capital Management Llc for Scf Investment Advisors, Inc. (registered 2023-07-17)
Form ADVobserved 4 days ago
Occurred
Jul 18, 2023
Advisor changed firm
David Madey Grzesk left Global View Capital Management Llc for Scf Investment Advisors, Inc. (registered 2023-07-17)
Form ADVobserved 4 days ago
Occurred
Jul 18, 2023
Advisor changed firm
Maxwell Marc Boehm left Global View Capital Management Llc for Scf Investment Advisors, Inc. (registered 2023-07-17)
Form ADVobserved 4 days ago
Occurred
Jun 1, 2023
Advisor changed firm
Ryan Nicholas Shubin left Global View Capital Management Llc for Impact Partnership Wealth, Llc (registered 2023-06-02)
Form ADVobserved 4 days ago
Occurred
Oct 7, 2022
Advisor changed firm
Lisa Eileen Dregne left Global View Capital Management Llc for Broadview Financial Management, Llc (registered 2022-10-14)
Form ADVobserved 4 days ago
Occurred
Mar 21, 2022
Regulatory AUM changed
Global View Capital Management Llc reported RAUM $710.2M, up 41% from $504.8M (2021-06-30 to 2022-03-21)
Form ADVobserved 4 days ago
$205M

Show 4 bookkeeping events

First seen by DFX
Sep 17, 2026
date not stated
Michael J Pigassou no longer holds an investment adviser registration (last listed at Global View Capital Management Llc on the 2026-09-16 feed)
First seen by DFX
Sep 15, 2026
date not stated
David Yaw no longer holds an investment adviser registration (last listed at Global View Capital Management Llc on the 2026-09-14 feed)
First seen by DFX
Sep 15, 2026
date not stated
Bobbie Gene Chapman no longer holds an investment adviser registration (last listed at Global View Capital Management Llc on the 2026-09-14 feed)
Occurred
Nov 6, 2018
Global View Capital Management Llc reported 109 state-registered advisory representatives, up from 10 (2018-10-12 to 2018-11-06)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:189345bd-f4dd-7f5f-fa8a-e2dffd9d0389
First observed: Nov 9, 2011
Last observed: Aug 25, 2026 25 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GLOBAL VIEW CAPITAL MANAGEMENT LLC

CRD 158292

WAUKESHA, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:189345bd-f4dd-7f5f-fa8a-e2dffd9d0389

Data as of Aug 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:28 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DINA LOUISE FLISS

n/a

WAUKESHA, WI

WILLIAM JOHN HENDERSON

n/a

WAUTOMA, WI | WAUKESHA, WI

KAREN JEAN DANCZYK

n/a

WAUKESHA, WI | WAUSAU, WI

RANDY LEE DERBICK

n/a

WAUSAU, WI | WAUKESHA, WI

ANATOLE TRENT KAMENTZ

n/a

WAUKESHA, WI | WOODRUFF, WI

MICHAEL JOSEPH TILLEY

n/a

WAUKESHA, WI

MARCELLA LYNN NEMKE

n/a

WAUSAU, WI | WAUKESHA, WI

DARREN ROBERT MUELLER

n/a

BROOKFIELD, WI | WAUKESHA, WI

yes

LAWRENCE EDWARD PETERSON

n/a

WAUKESHA, WI | WAUSAU, WI

MONICA MARY TENNIE

n/a

BROOKFIELD, WI | WAUKESHA, WI

DEREK DAVID KOHN

n/a

WAUKESHA, WI | MARKESAN, WI

BOBBIE GENE CHAPMAN

n/a

WAUKESHA, WI

GERMAINE RENEE MEVERDEN

n/a

WAUKESHA, WI | WAUSAU, WI

yes

CHADWICK B ALBANO

n/a

WAUKESHA, WI

JOEL EDWARD PAETZNICK

n/a

WAUKESHA, WI | WAUSAU, WI

DEBBIE ANN KEATON

n/a

WAUWATOSA, WI | WAUKESHA, WI

n/a

RODNEY WAYNE JOHNSTON

n/a

WAUKESHA, WI | PLEASANT GROVE, UT

CAROLYN ANN MCCLINTON

n/a

WAUKESHA, WI | MERRILLVILLE, IN

DALE KLINE BLACK

n/a

PLEASANT GROVE, UT | WAUKESHA, WI

GLEN EDWARD SJOBERG

n/a

WAUKESHA, WI | PLEASANT GROVE, UT

MARC D JENSEN

n/a

PLEASANT GROVE, UT | WAUKESHA, WI

DEAN MICHAEL FLISS

n/a

WAUKESHA, WI

yes

MICHAEL DOUGLAS CORRIGAN

n/a

PLEASANT GROVE, UT | WAUKESHA, WI

JOSHUA DEAN WRIGHT

n/a

PLEASANT GROVE, UT | WAUKESHA, WI

WILLIAM JOHN SEFCIK

n/a

WAUKESHA, WI | PLEASANT GROVE, UT

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ARNOLD, BARRY, S.

CHIEF INVESTMENT OFFICER

yes

12/2021

Apr 10, 2024

Oct 21, 2024

FLISS, DEAN, MICHAEL

Shareholder

yes

02/2011

Nov 9, 2011

Oct 21, 2024

FLISS, DINA, LOUISE

Shareholder

yes

02/2011

Nov 9, 2011

Oct 21, 2024

FLISS, DINA, LOUISE

CHIEF COMPLIANCE OFFICER

yes

06/2016

Nov 9, 2011

Oct 21, 2024

GLOBAL VIEW CAPITAL PARTNERS, LTD

Owner

yes

02/2011

Feb 17, 2023

Oct 21, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GLOBAL VIEW CAPITAL INSURANCE SERVICES LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

PLEASANT GROVE

United States

Wausau

United States

yes

LONG BEACH

United States

yes

IDAHO FALLS

United States

Brookfield

United States

yes

Waukesha

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 12, 2026

$775M

122

107

n/a

2024

Mar 24, 2025

$708M

102

n/a

2023

Feb 21, 2024

$594M

105

n/a

2022

Feb 17, 2023

$591M

117

n/a

2021

Mar 21, 2022

$710M

117

n/a

2020

Mar 25, 2021

$505M

117

n/a

2019

Mar 25, 2020

$434M

114

n/a

2018

Mar 18, 2019

$439M

136

107

n/a

2017

Mar 29, 2018

$396M

104

102

n/a

2016

Mar 28, 2017

$305M

104

102

n/a

2015

Mar 31, 2016

$257M

110

108

n/a

2014

Mar 31, 2015

$253M

104

102

n/a

2013

Mar 31, 2014

$290M

n/a

2012

Mar 27, 2013

$217M

n/a

2011

Mar 30, 2012

$97.2M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-3

10.7%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$775M

$708M

9.5%

$591M

9.5%

122

102

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

TAMALPAIS ASSET MANAGEMENT

Aug 5, 2026

Aug 7, 2026

LONG BEACH, CA

Team lift out

RIA to RIA

2.0%

ENCOMPASS MORE ASSET MANAGEMENT LLC

Jan 14, 2026

Jan 21, 2026

WAUKESHA, WI

Team lift out

RIA to RIA

4.0%

SCF INVESTMENT ADVISORS, INC.

Jul 18, 2023

NEW BERLIN, WI

Team lift out

RIA to ibd

8.8%

SCF INVESTMENT ADVISORS, INC.

Jul 18, 2023

Jul 17, 2023

ST GEORGE, UT

Team lift out

RIA to ibd

3.8%

GROWSTRONG WEALTH STRATEGIES

Dec 31, 2020

Jul 9, 2020

LOVELAND, CO

Team lift out

RIA to RIA

2.9%

SCF INVESTMENT ADVISORS, INC.

Oct 1, 2019

Sep 9, 2019

SAFFORD, AZ

Team lift out

RIA to ibd

4.4%

SCF INVESTMENT ADVISORS, INC.

Oct 1, 2019

Sep 9, 2019

WAUKESHA, WI

Team lift out

RIA to ibd

2.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

TRANSAMERICA FINANCIAL ADVISORS, LLC

Aug 8, 2018

Aug 9, 2018

FORT COLLINS, CO

Team lift out

Ibd to RIA

0.3%