DFX Intelligence

D••• L•• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

D••• L•• C••••••

Advisor at G••••••• I••••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:037e6528-2688-6830-8434-14c9cc5a57a5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 7, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••••• I••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• W••••• M•••••••••	State registered	Mar 25, 2019	n/a	yes	RALEIGH, NC	Current employment
G••••••• I••••••••• L••	Independent wealth	Mar 25, 2019	n/a	yes	Raleigh, NC\|ARDEN HILLS, MN	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	G••••••• I••••••••• L••	Jul 6, 2018	Mar 25, 2019	262	Firm change	Wirehouse to RIA

Relationships

Registered with (3)

→ G••••••• I••••••••• L••Registered adviserregistration: current employment
Mar 25, 2019 to presentfactForm ADV
→ T••••••• W••••• M•••••••••Registered adviserregistration: current employment
Mar 25, 2019 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 7, 2017 to Jul 6, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:037e6528-2688-6830-8434-14c9cc5a57a5
First observed: Apr 7, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.