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RIA / WealthAdvisor26 years in industry

KEITH CHRISTIAN LAYMAN

Advisor at APPLE TREE ASSET MANAGEMENT, LLC

FORT WAYNE, IN

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Search this name across graphsid dfx:ria:038ca10f-a2f2-2ee2-b483-6af7f0b67008

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 18, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: APPLE TREE ASSET MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 14, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 14, 2000
First registration: Apr 18, 2002
Dual registered: no
IAPD individual key: 4226098

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
APPLE TREE ASSET MANAGEMENT, LLC	Independent wealth	Mar 16, 2021	n/a	yes	FORT WAYNE, IN	Current employment
CONCORDE ASSET MANAGEMENT, LLC	Bd affiliated wealth	Aug 1, 2014	Mar 16, 2021	no	FORT WAYNE, IN\|ANN ARBOR, MI\|Fort Wayne, IN	Previous registration
DAVID R. KERN ASSET MANAGEMENT	Former SEC adviser	Feb 10, 2014	Feb 11, 2014	no	HUNTERTOWN, IN	Previous registration
AMERICAN PORTFOLIOS ADVISORS, INC	Former SEC adviser	Mar 20, 2007	Aug 4, 2014	no	HOLBROOK, NY	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Jun 30, 2005	Mar 19, 2007	no	FORT WAYNE, IN	Previous registration
ATLAS CAPITAL MANAGEMENT CORP	Independent wealth	May 20, 2002	Jul 2, 2003	no	FORT WAYNE, IN	Previous registration
SII INVESTMENTS, INC.	Former SEC adviser	Apr 18, 2002	Jun 24, 2005	no	FORT WAYNE, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONCORDE ASSET MANAGEMENT, LLC	APPLE TREE ASSET MANAGEMENT, LLC	Mar 16, 2021	Mar 16, 2021	0	Firm change	Ibd to RIA
AMERICAN PORTFOLIOS ADVISORS, INC	DAVID R. KERN ASSET MANAGEMENT	Aug 4, 2014	Feb 10, 2014	-175	Firm change after gap	Other
DAVID R. KERN ASSET MANAGEMENT	CONCORDE ASSET MANAGEMENT, LLC	Feb 11, 2014	Aug 1, 2014	171	Firm change	Other
QUESTAR ASSET MANAGEMENT, INC.	AMERICAN PORTFOLIOS ADVISORS, INC	Mar 19, 2007	Mar 20, 2007	1	Firm change	Other
SII INVESTMENTS, INC.	ATLAS CAPITAL MANAGEMENT CORP	Jun 24, 2005	May 20, 2002	-1,131	Firm change after gap	Other
ATLAS CAPITAL MANAGEMENT CORP	QUESTAR ASSET MANAGEMENT, INC.	Jul 2, 2003	Jun 30, 2005	729	Firm change after gap	Other

Relationships

Registered with (7)

→ APPLE TREE ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Mar 16, 2021 to presentfactForm ADV
→ CONCORDE ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 1, 2014 to Mar 16, 2021factForm ADV
→ AMERICAN PORTFOLIOS ADVISORS, INCRegistered adviserregistration: previous registration
Mar 20, 2007 to Aug 4, 2014factForm ADV
→ DAVID R. KERN ASSET MANAGEMENTRegistered adviserregistration: previous registration
Feb 10, 2014 to Feb 11, 2014factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jun 30, 2005 to Mar 19, 2007factForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
Apr 18, 2002 to Jun 24, 2005factForm ADV
→ ATLAS CAPITAL MANAGEMENT CORPRegistered adviserregistration: previous registration
May 20, 2002 to Jul 2, 2003factForm ADV

Dated events

No dated event names this entity yet.