RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• C•••••••• L•••••
- A•••• T••• A•••• M••••••••• L•• independent RIA currentsince Mar 16, 2021 · Fort Wayne, In
- C••••••• A•••• M••••••••• L•• BD affiliatedAug 1, 2014 to Mar 16, 2021 · Fort Wayne, In
- D•••• R• K••• A•••• M••••••••• formerFeb 10, 2014 to Feb 11, 2014 · Huntertown, In
- A••••••• P••••••••• A•••••••• I•• formerMar 20, 2007 to Aug 4, 2014 · Holbrook, Ny
- Q•••••• A•••• M••••••••• I••• formerJun 30, 2005 to Mar 19, 2007 · Fort Wayne, In
- A•••• C•••••• M••••••••• C••• independent RIAMay 20, 2002 to Jul 2, 2003 · Fort Wayne, In
- S•• I••••••••• I••• formerApr 18, 2002 to Jun 24, 2005 · Fort Wayne, In
- C••••••• A•••• M••••••••• L•• to A•••• T••• A•••• M••••••••• L••left Mar 16, 2021, registered Mar 16, 2021 (0 days) · Affiliated broker-dealer or bank to independent RIA
- A••••••• P••••••••• A•••••••• I•• to D•••• R• K••• A•••• M•••••••••left Aug 4, 2014, registered Feb 10, 2014 (-175 days) · Other
- D•••• R• K••• A•••• M••••••••• to C••••••• A•••• M••••••••• L••left Feb 11, 2014, registered Aug 1, 2014 (171 days) · Other
- Q•••••• A•••• M••••••••• I••• to A••••••• P••••••••• A•••••••• I••left Mar 19, 2007, registered Mar 20, 2007 (1 days) · Other
- S•• I••••••••• I••• to A•••• C•••••• M••••••••• C•••left Jun 24, 2005, registered May 20, 2002 (-1131 days) · Other
- A•••• C•••••• M••••••••• C••• to Q•••••• A•••• M••••••••• I•••left Jul 2, 2003, registered Jun 30, 2005 (729 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address