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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 10b 100b

DEEP BLUE INVESTMENT ADVISORS

WERTZ YORK CAPITAL MANAGEMENT GROUP, LLC, CRD 115344

TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:03e05e6e-68c7-59be-42fb-0f59efc68605

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 6
On other graphs: 0
Observed: Mar 30, 2012 to Mar 27, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.53 institutional_share=0.47 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $18BItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $12B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $2.6Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 20
Advisory employees: 9
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 33
SEC number: 801-60690
CRD: 115344
Filings on the tape: 22
First filed: Mar 30, 2012
Latest filed: Mar 27, 2026
Organised: Limited Liability Company, FL
Website: deepblue-inv.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL BRENT WERTZ	n/a	TAMPA, FL	26	26	n/a	no
DAVID MING LEE JANG	n/a	TAMPA, FL	10	23	1	no
DOMINICK JOSEPH CRISTOFARO	n/a	TAMPA, FL	4	32	6	no
Vito Nicholas Resciniti	n/a	TAMPA, FL	4	10	2	no
BENJAMIN RICHARD STREED	Chartered Financial Analyst	TAMPA, FL	3	19	2	no
DANIEL CHRISTOPHER MARRO	Chartered Financial Analyst	TAMPA, FL	2	14	n/a	no
JOHN M. SCOTT	n/a	TAMPA, FL	2	20	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
JANG, DAVID, MING LEE	Partner	A	yes	08/2015	Aug 31, 2015	Sep 19, 2024
WERTZ, MICHAEL, BRENT	MANAGING PARTNER	E	yes	06/2001	Mar 30, 2012	Sep 19, 2024
CHIN, SOTHARA	CHIEF COMPLIANCE OFFICER	Na	no	05/2019	Jan 24, 2020	Sep 19, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$18B	$12B	20	9	0	n/a	n/a
2024	Apr 1, 2025	$16B	$11B	19	9	0	n/a	n/a
2023	Mar 12, 2024	$13B	$7.0B	14	6	0	n/a	n/a
2022	Mar 30, 2023	$11B	$4.4B	13	5	0	n/a	n/a
2021	Mar 24, 2022	$10.0B	$4.7B	14	6	0	n/a	n/a
2020	Mar 18, 2021	$8.0B	$3.6B	13	4	0	n/a	n/a
2019	Jan 24, 2020	$5.5B	$2.8B	13	4	0	n/a	n/a
2018	Mar 28, 2019	$4.7B	$1.9B	9	3	0	n/a	n/a
2017	Mar 27, 2018	$3.5B	$1.4B	7	3	0	n/a	n/a
2016	Mar 30, 2017	$1.1B	$943M	6	3	n/a	n/a	n/a
2015	Mar 28, 2016	$827M	$655M	6	3	n/a	n/a	n/a
2014	Mar 31, 2015	$270M	$270M	3	2	n/a	n/a	n/a
2013	Mar 29, 2014	$270M	$270M	3	2	n/a	n/a	n/a
2012	Apr 1, 2013	$322M	$322M	3	2	n/a	n/a	n/a
2011	Mar 30, 2012	$259M	$259M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$18B	$16B	15.6%	$11B	18.6%	20	19	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MORGAN STANLEY	2	Apr 13, 2022	Jul 26, 2022	ST PETERSBURG, FL	Team lift out	Other	0.0%

Relationships

Registered with (11)

← JOHN M. SCOTTAdvisorregistration: current employment
Mar 20, 2024 to presentfactForm ADV
← DANIEL CHRISTOPHER MARROAdvisorregistration: current employment
Feb 28, 2024 to presentfactForm ADV
← BENJAMIN RICHARD STREEDAdvisorregistration: current employment
Jan 3, 2023 to presentfactForm ADV
← Vito Nicholas RescinitiAdvisorregistration: current employment
Jul 26, 2022 to presentfactForm ADV
← DOMINICK JOSEPH CRISTOFAROAdvisorregistration: current employment
Jun 7, 2022 to presentfactForm ADV
← DAVID MING LEE JANGAdvisorregistration: current employment
Jul 29, 2016 to presentfactForm ADV
← MICHAEL BRENT WERTZAdvisorregistration: current employment
Jun 6, 2000 to presentfactForm ADV
← Josue NunezAdvisorregistration: previous registration
Jun 7, 2022 to Mar 27, 2023factForm ADV
← HUNTER ARON SABETYAdvisorregistration: previous registration
Oct 12, 2020 to Oct 13, 2021factForm ADV
← GARRETT IAN FISHERAdvisorregistration: previous registration
Nov 14, 2019 to May 17, 2021factForm ADV
← MITCHELL PAUL YORKAdvisorregistration: previous registration
Jun 6, 2000 to Aug 9, 2013factForm ADV

Owns (1)

← CHIN, SOTHARAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 24, 2020 to Sep 19, 2024factForm ADV

Controls (2)

← JANG, DAVID, MING LEEOwnerPARTNER, ownership code A, individual
Aug 31, 2015 to Sep 19, 2024factForm ADV
← WERTZ, MICHAEL, BRENTOwnerMANAGING PARTNER, ownership code E, individual
Mar 30, 2012 to Sep 19, 2024factForm ADV

Moved with (1)

← MORGAN STANLEYRegistered adviser2 advisors, team lift out
Apr 13, 2022 to Jul 26, 2022factForm ADV

Dated events

Occurred
Mar 27, 2023
Advisor changed firm
Josue Nunez left Deep Blue Investment Advisors for Charles Schwab & Co., Inc. (registered 2023-04-21)
Form ADVobserved 4 days ago
Occurred
Apr 13, 2022
Team lift-out
2 advisors left Morgan Stanley (ST Petersburg, FL) for Deep Blue Investment Advisors within 6 days
Form ADVobserved 4 days ago
2 advisors
Occurred
Mar 18, 2021
Regulatory AUM changed
Deep Blue Investment Advisors reported RAUM $8.0B, up 46% from $5.5B (2020-10-19 to 2021-03-18)
Form ADVobserved 4 days ago
$2.5B
Occurred
Jan 24, 2020
Control person joined
Sothara Chin (Chief Compliance Officer) appeared on Schedule A of Deep Blue Investment Advisors
Form ADVobserved 4 days ago
Occurred
Mar 28, 2019
Regulatory AUM changed
Deep Blue Investment Advisors reported RAUM $4.7B, up 34% from $3.5B (2018-03-30 to 2019-03-28)
Form ADVobserved 4 days ago
$1.2B
Occurred
Mar 27, 2018
Regulatory AUM changed
Deep Blue Investment Advisors reported RAUM $3.5B, up 229% from $1.1B (2017-06-22 to 2018-03-27)
Form ADVobserved 4 days ago
$2.5B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:03e05e6e-68c7-59be-42fb-0f59efc68605
First observed: Mar 30, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DEEP BLUE INVESTMENT ADVISORS

WERTZ YORK CAPITAL MANAGEMENT GROUP, LLC, CRD 115344

TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:03e05e6e-68c7-59be-42fb-0f59efc68605

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:02 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL BRENT WERTZ

n/a

TAMPA, FL

n/a

DAVID MING LEE JANG

n/a

TAMPA, FL

DOMINICK JOSEPH CRISTOFARO

n/a

TAMPA, FL

Vito Nicholas Resciniti

n/a

TAMPA, FL

BENJAMIN RICHARD STREED

Chartered Financial Analyst

TAMPA, FL

DANIEL CHRISTOPHER MARRO

Chartered Financial Analyst

TAMPA, FL

n/a

JOHN M. SCOTT

n/a

TAMPA, FL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

JANG, DAVID, MING LEE

Partner

yes

08/2015

Aug 31, 2015

Sep 19, 2024

WERTZ, MICHAEL, BRENT

MANAGING PARTNER

yes

06/2001

Mar 30, 2012

Sep 19, 2024

CHIN, SOTHARA

CHIEF COMPLIANCE OFFICER

05/2019

Jan 24, 2020

Sep 19, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$18B

$12B

n/a

2024

Apr 1, 2025

$16B

$11B

n/a

2023

Mar 12, 2024

$13B

$7.0B

n/a

2022

Mar 30, 2023

$11B

$4.4B

n/a

2021

Mar 24, 2022

$10.0B

$4.7B

n/a

2020

Mar 18, 2021

$8.0B

$3.6B

n/a

2019

Jan 24, 2020

$5.5B

$2.8B

n/a

2018

Mar 28, 2019

$4.7B

$1.9B

n/a

2017

Mar 27, 2018

$3.5B

$1.4B

n/a

2016

Mar 30, 2017

$1.1B

$943M

n/a

2015

Mar 28, 2016

$827M

$655M

n/a

2014

Mar 31, 2015

$270M

n/a

2013

Mar 29, 2014

$270M

n/a

2012

Apr 1, 2013

$322M

n/a

2011

Mar 30, 2012

$259M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$18B

$16B

15.6%

$11B

18.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MORGAN STANLEY

Apr 13, 2022

Jul 26, 2022

ST PETERSBURG, FL

Team lift out

Other

0.0%