DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at DEEP BLUE INVESTMENT ADVISORS
TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DEEP BLUE INVESTMENT ADVISORS | Other adviser | Jan 3, 2023 | n/a | yes | TAMPA, FL | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jun 24, 2010 | Jun 13, 2017 | no | ST. PETERSBURG, FL|ST. PETERSBURG, FL|MEMPHIS, TN | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 22, 2006 | Nov 26, 2008 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | DEEP BLUE INVESTMENT ADVISORS | Jun 13, 2017 | Jan 3, 2023 | 2,030 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES & ASSOCIATES, INC. | Nov 26, 2008 | Jun 24, 2010 | 575 | Firm change after gap | Wirehouse to ibd |