DFX Intelligence

M••••••• P••• Y•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst29 years in industry

M••••••• P••• Y•••

Advisor at A••••••• U•••• M•••••••• A•••••••• I••

GLEN ALLEN, VA

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Search this name across graphsid dfx:ria:6c55dbae-c8e9-1e09-f822-0fafbd8d3772

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jun 6, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• U•••• M•••••••• A•••••••• I••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Dec 6, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• U•••• M•••••••• A•••••••• I••	Institutional manager	Feb 1, 2024	n/a	yes	GLEN ALLEN, VA	Current employment
C•••••• A•••• M••••••••• L••	Asset manager	Jan 8, 2021	Oct 14, 2022	no	ABINGDON, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• W••••• P•••••••	C•••••• A•••• M••••••••• L••	Oct 14, 2022	Jan 8, 2021	-644	Firm change after gap	Other
C•••••• A•••• M••••••••• L••	A••••••• U•••• M•••••••• A•••••••• I••	Oct 14, 2022	Feb 1, 2024

Relationships

Registered with (6)

→ A••••••• U•••• M•••••••• A•••••••• I••Registered adviserregistration: current employment
Feb 1, 2024 to presentfactForm ADV
→ C•••••• W••••• P•••••••Registered adviserregistration: previous registration
Nov 3, 2020 to Oct 14, 2022factForm ADV
→ C•••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jan 8, 2021 to Oct 14, 2022factForm ADV
→ E•••••• F•••••••• E••••••

Dated events

Occurred
Oct 14, 2022
Advisor changed firm
M••••••• P••• Y••• left C•••••• A•••• M••••••••• L•• for A••••••• U•••• M•••••••• A•••••••• I•• (registered 2024-02-01)
Form ADVobserved 7 days ago
Occurred
Oct 14, 2022
Advisor changed firm
M••••••• P••• Y••• left C•••••• W••••• P••••••• for C•••••• A•••• M••••••••• L•• (registered 2021-01-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c55dbae-c8e9-1e09-f822-0fafbd8d3772
First observed: Jun 6, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.