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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

RANJAN JAGETIA

Advisor at PRASAD WEALTH PARTNERS

INDEPENDENCE, OH

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Search this name across graphsid dfx:ria:03eabfbb-4068-662b-659f-ea45988a07ba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 10, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRASAD WEALTH PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Oct 25, 2012
First registration: Apr 10, 2007
Dual registered: yes, broker-dealer
Other names: RANJAN JAGETIA|RANJAN JAGETIA
IAPD individual key: 2352338

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRASAD WEALTH PARTNERS	Independent wealth	Sep 5, 2024	n/a	yes	INDEPENDENCE, OH	Current employment
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	May 14, 2020	Sep 30, 2024	no	KENTWOOD, MI\|Oakwood Village, OH	Previous registration
ARBOR POINT ADVISORS	Former SEC adviser	Oct 12, 2018	May 14, 2020	no	OAKWOOD VILLAGE, OH	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jan 9, 2017	Oct 12, 2018	no	Oakwood Village, OH\|WALTHAM, MA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Apr 10, 2007	Jan 9, 2017	no	North Canton, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REGAL INVESTMENT ADVISORS LLC	PRASAD WEALTH PARTNERS	Sep 30, 2024	Sep 5, 2024	-25	Firm change	Ibd to new firm
ARBOR POINT ADVISORS	REGAL INVESTMENT ADVISORS LLC	May 14, 2020	May 14, 2020	0	Firm change	Ibd to ibd
COMMONWEALTH FINANCIAL NETWORK	ARBOR POINT ADVISORS	Oct 12, 2018	Oct 12, 2018	0	Firm change	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	COMMONWEALTH FINANCIAL NETWORK	Jan 9, 2017	Jan 9, 2017	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
125004:332507:OH:2024-09-30	Sep 30, 2024	Sep 5, 2024	OAKWOOD VILLAGE, OH	Firm change
165127:125004:OH:2020-05-12	May 14, 2020	May 14, 2020	OAKWOOD VILLAGE, OH	Firm change

Relationships

Registered with (5)

→ PRASAD WEALTH PARTNERSRegistered adviserregistration: current employment
Sep 5, 2024 to presentfactForm ADV
→ REGAL INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
May 14, 2020 to Sep 30, 2024factForm ADV
→ ARBOR POINT ADVISORSRegistered adviserregistration: previous registration
Oct 12, 2018 to May 14, 2020factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Jan 9, 2017 to Oct 12, 2018factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 10, 2007 to Jan 9, 2017factForm ADV

Dated events

Occurred
Sep 30, 2024
Advisor changed firm
Ranjan Jagetia left Regal Investment Advisors Llc for Prasad Wealth Partners (registered 2024-09-05)
Form ADVobserved 5 days ago