DFX Intelligence

E•••• J•••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

E•••• J•••• S•••••

Advisor at N•••••• A•••••••

NEW ORLEANS, LA | Valdosta, GA

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Search this name across graphsid dfx:ria:04285ba4-861d-45d3-a729-075a7680fc15

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 29, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 4, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	Aug 9, 2018	n/a	yes	Valdosta, GA\|NEW ORLEANS, LA	Current employment
W•••••••• A•••• M•••••••••	Independent wealth	Aug 26, 2016	Jul 2, 2018	no	THOMASVILLE, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••• A•••• M•••••••••	N•••••• A•••••••	Jul 2, 2018	Aug 9, 2018	38	Firm change	Other
W•••• F•••• A•••••••	W•••••••• A•••• M•••••••••	Aug 25, 2016	Aug 26, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
284608:171351:GA:2018-07-02	Jul 2, 2018	Aug 9, 2018	THOMASVILLE, GA	Firm change
19616:284608:GA:2016-08-25	Aug 25, 2016	Aug 26, 2016	VALDOSTA, GA	Firm change

Relationships

Registered with (5)

→ N•••••• A•••••••Registered adviserregistration: current employment
Aug 9, 2018 to presentfactForm ADV
→ W•••••••• A•••• M•••••••••Registered adviserregistration: previous registration
Aug 26, 2016 to Jul 2, 2018factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 1, 2008 to Aug 25, 2016factForm ADV
→ A• G• E•••••• • S•••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:04285ba4-861d-45d3-a729-075a7680fc15
First observed: Apr 29, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.