DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Ellis James Shiver

Newedge AdvisorsBD affiliatedNew Orleans, La dual registrantIAPD 1307962

Feed of 09/15/2026

Also filed as Jimmy Shiver

At current firm

8 y

since Aug 9, 2018

In the industry

38 y

since Mar 4, 1988 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Newedge Advisors BD affiliated current
since Aug 9, 2018 · Valdosta, Ga
Wiregrass Asset Management independent RIA
Aug 26, 2016 to Jul 2, 2018 · Thomasville, Ga
Wells Fargo Advisors wirehouse
Jan 1, 2008 to Aug 25, 2016 · Valdosta, Ga
A. G. Edwards & Sons, Inc. unclassified
Nov 21, 2005 to Jan 1, 2008 · St. Louis, Mo
Citigroup Global Markets Inc. BD affiliated
Apr 29, 2003 to Dec 2, 2005 · Valdosta, Ga

Moves

a registration end followed by a registration begin elsewhere

Wiregrass Asset Management to Newedge Advisors
left Jul 2, 2018, registered Aug 9, 2018 (38 days) · Other · moved with a team
Wells Fargo Advisors to Wiregrass Asset Management
left Aug 25, 2016, registered Aug 26, 2016 (1 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
A. G. Edwards & Sons, Inc. to Wells Fargo Advisors
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Citigroup Global Markets Inc. to A. G. Edwards & Sons, Inc.
left Dec 2, 2005, registered Nov 21, 2005 (-11 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address