DFX Intelligence

J••• C•••••• Y•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

J••• C•••••• Y•••

Advisor at P••••• A••••••• S•••••••

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:04306835-eb90-8812-0e37-3134523bd844

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Aug 29, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••• A••••••• S•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 22, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••• A••••••• S•••••••	State registered	Jul 23, 2025	n/a	yes	SAN FRANCISCO, CA	Current employment
P••••• A••••••• S•••••••	State registered	Sep 19, 2012	Dec 31, 2017	no	SAN FRANCISCO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• S••••••• L••	P••••• A••••••• S•••••••	Aug 20, 2012	Sep 19, 2012	30	Firm change	Other
U•••• F•••••••• S••••••• G••••• I•••	C••••• I••••••••• S••••••• L••	Jul 14, 2011	Aug 1, 2011

Relationships

Registered with (9)

→ P••••• A••••••• S•••••••Registered adviserregistration: previous registration
Sep 19, 2012 to Dec 31, 2017factForm ADV
→ C••••• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Aug 1, 2011 to Aug 20, 2012factForm ADV
→ U•••• F•••••••• S••••••• G••••• I•••Registered adviserregistration: previous registration
Feb 18, 2010 to Jul 14, 2011factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:04306835-eb90-8812-0e37-3134523bd844
First observed: Aug 29, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.