RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• C•••••• Y•••
- P••••• A••••••• S••••••• state registered currentsince Jul 23, 2025 · San Francisco, Ca
- P••••• A••••••• S••••••• state registeredSep 19, 2012 to Dec 31, 2017 · San Francisco, Ca
- C••••• I••••••••• S••••••• L•• formerAug 1, 2011 to Aug 20, 2012 · Milpitas, Ca
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedFeb 18, 2010 to Jul 14, 2011 · San Francisco, Ca
- L•• F•••••••• L•• BD affiliatedFeb 17, 2009 to Feb 18, 2010 · Fort Mill, Sc
- U•• A•••• M••••••••• I••• unclassifiedJul 10, 2008 to Feb 18, 2009 · San Francisco, Ca
- U•• I••••••••• S•••••••• I••• unclassifiedJul 9, 2008 to Feb 18, 2009 · Monterey Park, Ca
- E•••••••• A••••••• I•• unclassifiedFeb 6, 2007 to Nov 30, 2007 · Roseville, Ca
- O•••• W•••••• I••• BD affiliatedSep 11, 2000 to Feb 7, 2007 · Campbell, Ca
- W••• A••••••••• formerAug 29, 2000 to Feb 12, 2007 · San Carlos, Ca
- C••••• I••••••••• S••••••• L•• to P••••• A••••••• S•••••••left Aug 20, 2012, registered Sep 19, 2012 (30 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to C••••• I••••••••• S••••••• L••left Jul 14, 2011, registered Aug 1, 2011 (18 days) · Other
- L•• F•••••••• L•• to U•••• F•••••••• S••••••• G••••• I•••left Feb 18, 2010, registered Feb 18, 2010 (0 days) · Other
- U•• A•••• M••••••••• I••• to L•• F•••••••• L••left Feb 18, 2009, registered Feb 17, 2009 (-1 days) · Other
- U•• I••••••••• S•••••••• I••• to U•• A•••• M••••••••• I•••left Feb 18, 2009, registered Jul 10, 2008 (-223 days) · Other
- E•••••••• A••••••• I•• to U•• I••••••••• S•••••••• I•••left Nov 30, 2007, registered Jul 9, 2008 (222 days) · Other
- W••• A••••••••• to O•••• W•••••• I•••left Feb 12, 2007, registered Sep 11, 2000 (-2345 days) · Other
- O•••• W•••••• I••• to E•••••••• A••••••• I••left Feb 7, 2007, registered Feb 6, 2007 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address