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Q•••••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

Q•••••••• C•••••• M••••••••• L••

CRD 172768

GREENWICH, CT

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Search this name across graphsid dfx:ria:04352356-823f-571b-6432-35dcced02687

Data as of Feb 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 7
On other graphs: 0
Observed: Jul 27, 2015 to Feb 25, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $508MItem 5.F on the latest filing (2026-02-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $508M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
N•••• D••••	n/a	GREENWICH, CT	11	28	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
Q•••••••• M••••• F••• L••	Hedge Fund	$132M	May 16, 2017	16	Jul 27, 2015	dropped	021-238990

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••••••• L••	Partner	C	yes	06/2018	Mar 8, 2019	Mar 7, 2024
F••••• J•••• R••	Owner	E	yes	06/2018	Mar 8, 2019

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$508M	$469M	8.4%	$1.0B	-20.9%	4	4	0	1

Relationships

Affiliated with (5)

← RCG LONGVIEWRegistered adviserother investment adviser, bank, common control
factForm ADV
← RCG LONGVIEWRegistered adviserother investment adviser, bank, common control
factForm ADV
← RCG LONGVIEWRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← RAMIUS TRADING STRATEGIES LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control

Dated events

Occurred
Feb 25, 2025
Regulatory AUM changed
Q•••••••• C•••••• M••••••••• L•• reported RAUM $469.0M, down 53% from $990.2M (2024-03-07 to 2025-02-25)
Form ADVobserved 7 days ago
$-521M
Occurred
Mar 6, 2023
Regulatory AUM changed
Q•••••••• C•••••• M••••••••• L•• reported RAUM $1.0B, down 60% from $2.6B (2022-03-10 to 2023-03-06)
Form ADVobserved 7 days ago
$-1.5B
Occurred
Mar 10, 2022
Regulatory AUM changed
Q•••••••• C•••••• M••••••••• L•• reported RAUM $2.6B, up 164% from $968.5M (2021-02-23 to 2022-03-10)
Form ADVobserved 7 days ago
$1.6B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:04352356-823f-571b-6432-35dcced02687
First observed: Jul 27, 2015
Last observed: Feb 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.