DFX Intelligence

R•• L•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

R•• L•••••••

R•• L••••••• EQUITY MANAGEMENT, LLC, CRD 158163

NEW YORK, NY

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Search this name across graphsid dfx:ria:2397c61e-d7d8-6f1b-ade7-b859b8b9c917

Data as of May 17, 2017 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 37
Dated events: 0
On other graphs: 1
Observed: Feb 14, 2012 to May 17, 2017
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

R•• L•••••••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $398M••• Locked
Discretionary RAUM: $398M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••••• J••• I••••	Member	E	yes	03/2006	Feb 14, 2012	May 17, 2017
B••••• M••••••• D••••	Member	A	yes	03/2006	Feb 14, 2012	May 17, 2017

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•••••••• V•••• L•	n/a	ASSET_M••••••	$8.2B	N	yes	n/a
H••••••••• R•••••• M••••••••• L••	n/a	ASSET_M••••••	$3.8B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 29, 2017

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$398M	$537M	-26.0%	$716M	-17.8%	17	17	n/a	n/a

Relationships

Affiliated with (22)

← R••••• A•••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← C•• A••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← C•••• P•••• A••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← C•••• P•••• A•••••••Registered adviserother investment adviser, pooled vehicle sponsor, common control

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2397c61e-d7d8-6f1b-ade7-b859b8b9c917
First observed: Feb 14, 2012
Last observed: May 17, 2017 113 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.