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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

RCG LONGVIEW

RCG LONGVIEW DEBT FUND IV MANAGEMENT, LLC, CRD 158181

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0633c42a-134b-aafc-45e7-ebaa5d1c9722

Data as of May 17, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 33
Dated events: 0
On other graphs: 1
Observed: Feb 14, 2012 to May 17, 2017
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

RCG Longview

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $130MItem 5.F on the latest filing (2017-05-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $130M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17
Advisory employees: 11
Accounts: 2
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $130Mgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-73881
CRD: 158181
Filings on the tape: 9
First filed: Feb 14, 2012
Latest filed: May 17, 2017
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ANDERSON, JAY, IRWIN	Member	E	yes	11/2007	Feb 14, 2012	May 17, 2017
BOXER, MICHAEL, DAVID	Member	A	yes	12/2014	Mar 28, 2016	May 17, 2017
COWEN INC.	Member	E	yes	11/2009	May 17, 2017	May 17, 2017
COWEN INVESTMENT MANAGEMENT LLC	Member	E	yes	11/2007	May 17, 2017	May 17, 2017
ESTREICH, JONATHAN, M	Member	E	yes	11/2007	Feb 14, 2012	May 17, 2017
FEIL, JEFFREY, J	Member	E	yes	11/2007	Feb 14, 2012	May 17, 2017
O RCGL DEBT IV GP, LLC	MANAGING MEMBER	A	yes	11/2007	Feb 14, 2012	May 17, 2017
OLSHAN, MORTON, L	Member	E	yes	11/2007	Feb 14, 2012	May 17, 2017
RCG ANDERSON OPPORTUNITY FUND, LLC	MANAGING MEMBER	B	yes	11/2007	Feb 14, 2012	May 17, 2017
RCG ESTREICH OPPORTUNITY FUND, LLC	MANAGING MEMBER	B	yes	11/2007	Feb 14, 2012	May 17, 2017
RCG JFEIL OPPORTUNITY FUND, LLC	MANAGING MEMBER	B	yes	11/2007	Feb 14, 2012	May 17, 2017
RCG RE MANAGER	MANAGING MEMBER	C	yes	11/2007	Feb 14, 2012	May 17, 2017
GORSKY, RICHARD, L	MANAGING DIRECTOR	Na	no	11/2007	Feb 14, 2012	May 17, 2017
MCCARTHY, CHRISTOPHER	CHIEF FINANCIAL OFFICER	Na	no	12/2008	Feb 14, 2012	May 17, 2017
RAVOSA, DEAN	MANAGING DIRECTOR	Na	no	04/2008	Feb 14, 2012	May 17, 2017
SAYAGO, ANDREA, J.S.	CHIEF COMPLIANCE OFFICER	Na	no	01/2015	Mar 26, 2015	May 17, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 42

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
STARBOARD VALUE LP	n/a	Asset manager	$8.2B	N	yes	n/a
HEALTHCARE ROYALTY MANAGEMENT, LLC	n/a	Asset manager	$3.8B	N	yes	n/a
COWEN INVESTMENT MANAGEMENT LLC	n/a	Former SEC adviser	$2.1B	Y	no	n/a
RCG LONGVIEW MANAGEMENT, LLC	n/a	Former SEC adviser	$1.1B	N	yes	n/a
QUADRATIC CAPITAL MANAGEMENT LLC	n/a	Asset manager	$508M	N	yes	n/a
COWEN INVESTMENT ADVISORS, LLC	n/a	Former SEC adviser	$489M	N	yes	n/a
RCG LONGVIEW EQUITY MANAGEMENT, LLC	n/a	Former SEC adviser	$398M	N	yes	n/a
COWEN PRIME SERVICES LLC	n/a	Former SEC adviser	$359M	N	yes	n/a
CAERUS INVESTORS, LLC	n/a	Former SEC adviser	$218M	N	yes	n/a
MARGATE CAPITAL MANAGEMENT, LP	n/a	Former SEC adviser	$117M	N	yes	n/a
RCG LONGVIEW PARTNERS II, LLC	n/a	Former SEC adviser	$49.4M	N	yes	n/a
ATM EXECUTION LLC	n/a	n/a	n/a	N	yes	n/a
CAERUS INVESTORS GP, LLC	n/a	n/a	n/a	N	yes	n/a
COWEN ADVISORS LLC	n/a	n/a	n/a	N	yes	n/a
COWEN AND COMPANY, LLC	n/a	n/a	n/a	N	yes	n/a
COWEN HEALTHCARE INVESTMENTS II GP LLC	n/a	n/a	n/a	N	yes	n/a
COWEN INTERNATIONAL LIMITED	n/a	n/a	n/a	N	yes	n/a
COWEN PRIVATE INVESTMENTS GP LLC	n/a	n/a	n/a	N	yes	n/a
COWEN TRADING STRATEGIES LLC	n/a	n/a	n/a	N	yes	n/a
HCR H.O.P. FUND GP, LLC	n/a	n/a	n/a	N	yes	n/a
HCR STAFFORD FUND GP, LLC	n/a	n/a	n/a	N	yes	n/a
HCRP MGS ACCOUNT MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
HCRP OVERFLOW FUND GP, LLC	n/a	n/a	n/a	N	yes	n/a
HEALTHCARE ROYALTY GP II, LLC	n/a	n/a	n/a	N	yes	n/a
HEALTHCARE ROYALTY GP III, LLC	n/a	n/a	n/a	N	yes	n/a
HEALTHCARE ROYALTY GP, LLC	n/a	n/a	n/a	N	yes	n/a
MARGATE CAPITAL MANAGEMENT LLC	n/a	n/a	n/a	N	yes	n/a
RAMIUS UK LIMITED	n/a	n/a	n/a	N	yes	n/a
RCG FLATS MANAGER LLC	n/a	n/a	n/a	N	yes	n/a
RCG LONGVIEW DEBT FUND IV PA PSERS GP, LLC	n/a	n/a	n/a	N	yes	n/a
RCG LONGVIEW DEBT FUND IV PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a
RCG LONGVIEW DEBT FUND V PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a
RCG LONGVIEW DEBT FUND VI PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a
RCG LONGVIEW EQUITY PARTNERS PA PSERS, LLC	n/a	n/a	n/a	N	yes	n/a
RCG LONGVIEW EQUITY PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a
RCG LPP GP, LLC	n/a	n/a	n/a	N	yes	n/a
RCG LPP II GP, LLC	n/a	n/a	n/a	N	yes	n/a
RCG MFI PARTNERS LLC	n/a	n/a	n/a	N	yes	n/a
RCG RE MANAGER LLC	n/a	n/a	n/a	Y	yes	n/a
STARBOARD VALUE A GP LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 29, 2017	$130M	$130M	17	11	n/a	1	$130M
2015	Mar 28, 2016	$372M	$372M	17	11	n/a	1	$372M
2014	Mar 26, 2015	$376M	$376M	25	10	n/a	1	$376M
2013	Mar 27, 2014	$632M	$632M	19	10	n/a	1	$632M
2012	Mar 28, 2013	$601M	$601M	20	15	n/a	1	$601M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$130M	$372M	-65.1%	$632M	-41.0%	17	17	n/a	n/a

Relationships

Affiliated with (17)

→ RAMIUS ADVISORS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ COWEN INVESTMENT MANAGEMENT LLCRegistered adviserother investment adviser, control
factForm ADV
→ COWEN PRIME ADVISORSRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ STARBOARD VALUE LPRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ RCG LONGVIEWRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ RCG LONGVIEWRegistered adviserother investment adviser, common control
factForm ADV
→ RCG LONGVIEWRegistered adviserother investment adviser, common control
factForm ADV
→ HEALTHCARE ROYALTY MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ QUADRATIC CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ CAERUS INVESTORS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ MARGATE CAPITAL MANAGEMENT, LPRegistered adviserother investment adviser, bank, common control
factForm ADV
← RCG LONGVIEWRegistered adviserother investment adviser, common control
factForm ADV
← RCG LONGVIEWRegistered adviserother investment adviser, common control
factForm ADV
← RAMIUS TRADING STRATEGIES LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← COWEN ADVISORS LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← RAMIUS ASIA LLCRegistered adviserother investment adviser, common control
factForm ADV
← ORCHARD SQUARE PARTNERS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Controls (12)

← COWEN INVESTMENT MANAGEMENT LLCOwnerMEMBER, ownership code E, domestic entity
May 17, 2017 to presentfactForm ADV
← ANDERSON, JAY, IRWINOwnerMEMBER, ownership code E, individual
Feb 14, 2012 to presentfactForm ADV
← BOXER, MICHAEL, DAVIDOwnerMEMBER, ownership code A, individual
Mar 28, 2016 to presentfactForm ADV
← FEIL, JEFFREY, JOwnerMEMBER, ownership code E, individual
Feb 14, 2012 to presentfactForm ADV
← ESTREICH, JONATHAN, MOwnerMEMBER, ownership code E, individual
Feb 14, 2012 to presentfactForm ADV
← OLSHAN, MORTON, LOwnerMEMBER, ownership code E, individual
Feb 14, 2012 to presentfactForm ADV
← COWEN INC.OwnerMEMBER, ownership code E, domestic entity
May 17, 2017 to presentfactForm ADV
← O RCGL DEBT IV GP, LLCOwnerMANAGING MEMBER, ownership code A, domestic entity
Feb 14, 2012 to presentfactForm ADV
← RCG ANDERSON OPPORTUNITY FUND, LLCOwnerMANAGING MEMBER, ownership code B, domestic entity
Feb 14, 2012 to presentfactForm ADV
← RCG ESTREICH OPPORTUNITY FUND, LLCOwnerMANAGING MEMBER, ownership code B, domestic entity
Feb 14, 2012 to presentfactForm ADV
← RCG JFEIL OPPORTUNITY FUND, LLCOwnerMANAGING MEMBER, ownership code B, domestic entity
Feb 14, 2012 to presentfactForm ADV
← RCG RE MANAGEROwnerMANAGING MEMBER, ownership code C, domestic entity
Feb 14, 2012 to presentfactForm ADV

Owns (4)

← MCCARTHY, CHRISTOPHEROwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Feb 14, 2012 to presentfactForm ADV
← RAVOSA, DEANOwnerMANAGING DIRECTOR, ownership code NA, individual
Feb 14, 2012 to presentfactForm ADV
← GORSKY, RICHARD, LOwnerMANAGING DIRECTOR, ownership code NA, individual
Feb 14, 2012 to presentfactForm ADV
← SAYAGO, ANDREA, J.S.OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 26, 2015 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0633c42a-134b-aafc-45e7-ebaa5d1c9722
First observed: Feb 14, 2012
Last observed: May 17, 2017 113 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RCG LONGVIEW

RCG LONGVIEW DEBT FUND IV MANAGEMENT, LLC, CRD 158181

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0633c42a-134b-aafc-45e7-ebaa5d1c9722

Data as of May 17, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:07 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ANDERSON, JAY, IRWIN

Member

yes

11/2007

Feb 14, 2012

May 17, 2017

BOXER, MICHAEL, DAVID

Member

yes

12/2014

Mar 28, 2016

May 17, 2017

COWEN INC.

Member

yes

11/2009

May 17, 2017

COWEN INVESTMENT MANAGEMENT LLC

Member

yes

11/2007

May 17, 2017

ESTREICH, JONATHAN, M

Member

yes

11/2007

Feb 14, 2012

May 17, 2017

FEIL, JEFFREY, J

Member

yes

11/2007

Feb 14, 2012

May 17, 2017

O RCGL DEBT IV GP, LLC

MANAGING MEMBER

yes

11/2007

Feb 14, 2012

May 17, 2017

OLSHAN, MORTON, L

Member

yes

11/2007

Feb 14, 2012

May 17, 2017

RCG ANDERSON OPPORTUNITY FUND, LLC

MANAGING MEMBER

yes

11/2007

Feb 14, 2012

May 17, 2017

RCG ESTREICH OPPORTUNITY FUND, LLC

MANAGING MEMBER

yes

11/2007

Feb 14, 2012

May 17, 2017

RCG JFEIL OPPORTUNITY FUND, LLC

MANAGING MEMBER

yes

11/2007

Feb 14, 2012

May 17, 2017

RCG RE MANAGER

MANAGING MEMBER

yes

11/2007

Feb 14, 2012

May 17, 2017

GORSKY, RICHARD, L

MANAGING DIRECTOR

11/2007

Feb 14, 2012

May 17, 2017

MCCARTHY, CHRISTOPHER

CHIEF FINANCIAL OFFICER

12/2008

Feb 14, 2012

May 17, 2017

RAVOSA, DEAN

MANAGING DIRECTOR

04/2008

Feb 14, 2012

May 17, 2017

SAYAGO, ANDREA, J.S.

CHIEF COMPLIANCE OFFICER

01/2015

Mar 26, 2015

May 17, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

STARBOARD VALUE LP

n/a

Asset manager

$8.2B

yes

n/a

HEALTHCARE ROYALTY MANAGEMENT, LLC

n/a

Asset manager

$3.8B

yes

n/a

COWEN INVESTMENT MANAGEMENT LLC

n/a

Former SEC adviser

$2.1B

n/a

RCG LONGVIEW MANAGEMENT, LLC

n/a

Former SEC adviser

$1.1B

yes

n/a

QUADRATIC CAPITAL MANAGEMENT LLC

n/a

Asset manager

$508M

yes

n/a

COWEN INVESTMENT ADVISORS, LLC

n/a

Former SEC adviser

$489M

yes

n/a

RCG LONGVIEW EQUITY MANAGEMENT, LLC

n/a

Former SEC adviser

$398M

yes

n/a

COWEN PRIME SERVICES LLC

n/a

Former SEC adviser

$359M

yes

n/a

CAERUS INVESTORS, LLC

n/a

Former SEC adviser

$218M

yes

n/a

MARGATE CAPITAL MANAGEMENT, LP

n/a

Former SEC adviser

$117M

yes

n/a

RCG LONGVIEW PARTNERS II, LLC

n/a

Former SEC adviser

$49.4M

yes

n/a

ATM EXECUTION LLC

n/a

yes

n/a

CAERUS INVESTORS GP, LLC

n/a

yes

n/a

COWEN ADVISORS LLC

n/a

yes

n/a

COWEN AND COMPANY, LLC

n/a

yes

n/a

COWEN HEALTHCARE INVESTMENTS II GP LLC

n/a

yes

n/a

COWEN INTERNATIONAL LIMITED

n/a

yes

n/a

COWEN PRIVATE INVESTMENTS GP LLC

n/a

yes

n/a

COWEN TRADING STRATEGIES LLC

n/a

yes

n/a

HCR H.O.P. FUND GP, LLC

n/a

yes

n/a

HCR STAFFORD FUND GP, LLC

n/a

yes

n/a

HCRP MGS ACCOUNT MANAGEMENT, LLC

n/a

yes

n/a

HCRP OVERFLOW FUND GP, LLC

n/a

yes

n/a

HEALTHCARE ROYALTY GP II, LLC

n/a

yes

n/a

HEALTHCARE ROYALTY GP III, LLC

n/a

yes

n/a

HEALTHCARE ROYALTY GP, LLC

n/a

yes

n/a

MARGATE CAPITAL MANAGEMENT LLC

n/a

yes

n/a

RAMIUS UK LIMITED

n/a

yes

n/a

RCG FLATS MANAGER LLC

n/a

yes

n/a

RCG LONGVIEW DEBT FUND IV PA PSERS GP, LLC

n/a

yes

n/a

RCG LONGVIEW DEBT FUND IV PARTNERS, LLC

n/a

yes

n/a

RCG LONGVIEW DEBT FUND V PARTNERS, LLC

n/a

yes

n/a

RCG LONGVIEW DEBT FUND VI PARTNERS, LLC

n/a

yes

n/a

RCG LONGVIEW EQUITY PARTNERS PA PSERS, LLC

n/a

yes

n/a

RCG LONGVIEW EQUITY PARTNERS, LLC

n/a

yes

n/a

RCG LPP GP, LLC

n/a

yes

n/a

RCG LPP II GP, LLC

n/a

yes

n/a

RCG MFI PARTNERS LLC

n/a

yes

n/a

RCG RE MANAGER LLC

n/a

yes

n/a

STARBOARD VALUE A GP LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 29, 2017

$130M

n/a

$130M

2015

Mar 28, 2016

$372M

n/a

$372M

2014

Mar 26, 2015

$376M

n/a

$376M

2013

Mar 27, 2014

$632M

n/a

$632M

2012

Mar 28, 2013

$601M

n/a

$601M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$130M

$372M

-65.1%

$632M

-41.0%

n/a