DFX Intelligence

G••••••• R••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

G••••••• R••• S••••

Advisor at G• I••••••••• M••••••••• L••

LOS ANGELES, CA | Hawthorne, CA

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Search this name across graphsid dfx:ria:043ae154-8515-041e-64bf-d2a7ec763c7e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 18, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G• I••••••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G• I••••••••• M••••••••• L••	State registered	Jul 2, 2024	n/a	yes	Hawthorne, CA\|LOS ANGELES, CA	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jan 18, 2024	Jun 13, 2024	no	Los Angeles, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	G• I••••••••• M••••••••• L••	Jun 13, 2024	Jul 2, 2024	19	Firm change	Ibd to state RIA

Relationships

Registered with (2)

→ G• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Jul 2, 2024 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 18, 2024 to Jun 13, 2024factForm ADV

Dated events

Occurred
Jun 13, 2024
Advisor changed firm
G••••••• R••• S•••• left A••••••••• F•••••••• S•••••••• L•• for G• I••••••••• M••••••••• L•• (registered 2024-07-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:043ae154-8515-041e-64bf-d2a7ec763c7e
First observed: Jan 18, 2024
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.