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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

ROBERT R SWEENEY

Advisor at PARK AVENUE SECURITIES LLC

ADDISON, TX

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Search this name across graphsid dfx:ria:04471ff8-0ee1-2845-8c50-14ff8c141cf1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 2, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PARK AVENUE SECURITIES LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 26, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Jan 26, 1984
First registration: Sep 2, 1997
Dual registered: yes, broker-dealer
Other names: BOB SWEENEY|ROBERT ROY SWEENEY
IAPD individual key: 865484

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Jul 20, 2016	n/a	yes	ADDISON, TX	Current employment
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	Mar 30, 2005	Jan 25, 2007	no	ADDISON, TX\|ADDISON, TX	Previous registration
SPECTRUM STRATEGIES, L.L.C.	State registered	Aug 28, 2003	Apr 8, 2005	no	ADDISON, TX	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Aug 26, 2003	Mar 24, 2005	no	ADDISON, TX	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 2, 1997	Aug 15, 2003	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HORNOR, TOWNSEND & KENT, LLC	PARK AVENUE SECURITIES LLC	Jan 25, 2007	Jul 20, 2016	3,464	Firm change after gap	Other
SPECTRUM STRATEGIES, L.L.C.	HORNOR, TOWNSEND & KENT, LLC	Apr 8, 2005	Mar 30, 2005	-9	Firm change	Other
MML INVESTORS SERVICES, LLC	SPECTRUM STRATEGIES, L.L.C.	Mar 24, 2005	Aug 28, 2003	-574	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	MML INVESTORS SERVICES, LLC	Aug 15, 2003	Aug 26, 2003	11	Firm change	Other

Relationships

Registered with (5)

→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: current employment
Jul 20, 2016 to presentfactForm ADV
→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: previous registration
Mar 30, 2005 to Jan 25, 2007factForm ADV
→ SPECTRUM STRATEGIES, L.L.C.Registered adviserregistration: previous registration
Aug 28, 2003 to Apr 8, 2005factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Aug 26, 2003 to Mar 24, 2005factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 2, 1997 to Aug 15, 2003factForm ADV

Dated events

No dated event names this entity yet.