DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert R Sweeney
Feed of 09/14/2026
Also filed as Bob Sweeney
At current firm
10 y
since Jul 20, 2016
In the industry
42 y
since Jan 26, 1984 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Park Avenue Securities LLC BD affiliated currentsince Jul 20, 2016 · Addison, Tx
- Hornor, Townsend & Kent, LLC independent RIAMar 30, 2005 to Jan 25, 2007 · Addison, Tx
- Spectrum Strategies, L.L.C. state registeredAug 28, 2003 to Apr 8, 2005 · Addison, Tx
- MML Investors Services, LLC BD affiliatedAug 26, 2003 to Mar 24, 2005 · Addison, Tx
- Ameriprise Financial Services, LLC national BDSep 2, 1997 to Aug 15, 2003 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Hornor, Townsend & Kent, LLC to Park Avenue Securities LLCleft Jan 25, 2007, registered Jul 20, 2016 (3464 days) · Other
- Spectrum Strategies, L.L.C. to Hornor, Townsend & Kent, LLCleft Apr 8, 2005, registered Mar 30, 2005 (-9 days) · Other
- MML Investors Services, LLC to Spectrum Strategies, L.L.C.left Mar 24, 2005, registered Aug 28, 2003 (-574 days) · Other
- Ameriprise Financial Services, LLC to MML Investors Services, LLCleft Aug 15, 2003, registered Aug 26, 2003 (11 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address