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Advisor at MARIDEA WEALTH MANAGEMENT
PHOENIX, AZ | BROOKLYN, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MARIDEA WEALTH MANAGEMENT | Independent wealth | Mar 13, 2026 | n/a | yes | PHOENIX, AZ|BROOKLYN, NY | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 2, 2023 | Mar 24, 2026 | no | PHOENIX, AZ|SAN DIEGO, CA | Previous registration |
| Dynamic | Independent wealth | Aug 13, 2021 | Oct 2, 2023 | no | PHOENIX, AZ|PHOENIX, AZ | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Apr 24, 2018 | Aug 30, 2019 | no | PHOENIX, AZ | Previous registration |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | Dec 12, 2007 | Aug 1, 2018 | no | PHOENIX, AZ | Previous registration |
| HERMENING FINANCIAL GROUP LLC | Former SEC adviser | Dec 12, 2007 | Dec 31, 2014 | no | PHOENIX, AZ|WAUSAU, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | MARIDEA WEALTH MANAGEMENT | Mar 24, 2026 | Mar 13, 2026 | -11 | Firm change | Ibd to RIA |
| Dynamic | LPL FINANCIAL LLC | Oct 2, 2023 | Oct 2, 2023 | 0 | Firm change | RIA to ibd |
| CETERA INVESTMENT ADVISERS LLC | Dynamic | Aug 30, 2019 | Aug 13, 2021 | 714 | Firm change after gap | Ibd to RIA |
| FIRST ALLIED ADVISORY SERVICES, INC. | CETERA INVESTMENT ADVISERS LLC | Aug 1, 2018 | Apr 24, 2018 | -99 | Firm change after gap | Ibd to ibd |
| HERMENING FINANCIAL GROUP LLC | FIRST ALLIED ADVISORY SERVICES, INC. | Dec 31, 2014 | Dec 12, 2007 | -2,576 | Firm change after gap | Other |