DFX Intelligence

O••••• J•••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

O••••• J•••• A••••

Advisor at E••••••• C•••••• A•••••••• L••

Prairie, KS

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Search this name across graphsid dfx:ria:044f3d33-e54c-36fd-aa48-17c2395ab8b2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 15, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••• C•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 3, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••• C•••••• A•••••••• L••	Independent wealth	Feb 6, 2017	n/a	yes	Prairie, KS	Current employment
G••••• F•••••••• P•••••• C••••••• I•••	Former SEC adviser	Apr 15, 2015	Feb 2, 2017	no	PRAIRIE VILLAGE, KS\|SARASOTA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• F•••••••• P•••••• C••••••• I•••	E••••••• C•••••• A•••••••• L••	Feb 2, 2017	Feb 6, 2017	4	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
132070:226721:FL:2017-02-02	Feb 2, 2017	Feb 6, 2017	SARASOTA, FL	Firm change

Relationships

Registered with (2)

→ E••••••• C•••••• A•••••••• L••Registered adviserregistration: current employment
Feb 6, 2017 to presentfactForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••Registered adviserregistration: previous registration
Apr 15, 2015 to Feb 2, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:044f3d33-e54c-36fd-aa48-17c2395ab8b2
First observed: Apr 15, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.