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M•••••• E•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

M•••••• E•••• M•••••

Advisor at S•••••• A•• L••

ROCKLEDGE, FL

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Search this name across graphsid dfx:ria:04550d37-247f-1fe0-ff37-febbb1c88773

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 14, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• A•• L••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 10, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•• F•••••••• A•••••••• L••	Independent wealth	Sep 3, 2026	n/a	yes	ROCKLEDGE, FL	Current employment
S•••••• A•• L••	Mixed wealth	Oct 10, 2012	n/a	yes	ROCKLEDGE, FL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• W•••• A•••••••• I••	A•• F•••••••• A•••••••• L••	Jan 13, 2017	Sep 3, 2026	3,520	Firm change after gap	Other
F• A•••••• N••••••• L•••	W••••• W•••• A•••••••• I••	Apr 14, 2014

Relationships

Registered with (6)

→ A•• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 3, 2026 to presentfactForm ADV
→ S•••••• A•• L••Registered adviserregistration: current employment
Oct 10, 2012 to presentfactForm ADV
→ W••••• W•••• A•••••••• I••Registered adviserregistration: previous registration
May 23, 2015 to Jan 13, 2017factForm ADV
→ F• A•••••• N••••••• L•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:04550d37-247f-1fe0-ff37-febbb1c88773
First observed: Dec 14, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.