DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
13 y
since Oct 10, 2012
In the industry
27 y
since May 10, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Api Financial Advisors, LLC independent RIA currentsince Sep 3, 2026 · Rockledge, Fl
- Solomon Api LLC mixed wealth currentsince Oct 10, 2012 · Rockledge, Fl
- Wealth Watch Advisors, Inc independent RIAMay 23, 2015 to Jan 13, 2017 · Englewood, Co
- Fa Advisor Network, LLC. formerJun 7, 2013 to Apr 14, 2014 · Rockledge, Fl
- J. W. Cole Advisors, Inc. BD affiliatedAug 11, 2009 to Feb 24, 2012 · Merritt Island, Fl
- LPL Financial LLC BD affiliatedDec 14, 2000 to Aug 4, 2009 · Merritt Island, Fl
Moves
a registration end followed by a registration begin elsewhere
- Wealth Watch Advisors, Inc to Api Financial Advisors, LLCleft Jan 13, 2017, registered Sep 3, 2026 (3520 days) · Other
- Fa Advisor Network, LLC. to Wealth Watch Advisors, Incleft Apr 14, 2014, registered May 23, 2015 (404 days) · Other
- J. W. Cole Advisors, Inc. to Solomon Api LLCleft Feb 24, 2012, registered Oct 10, 2012 (229 days) · Other
- LPL Financial LLC to J. W. Cole Advisors, Inc.left Aug 4, 2009, registered Aug 11, 2009 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address