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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Lynda Reynoso Counts

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Minneapolis, MN | Queen Creek, AZ

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Search this name across graphsid dfx:ria:047238bb-9e9a-a08c-9ef7-895505f79ec5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 29, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 5
Exams: S66
First exam: Sep 29, 2014
First registration: May 29, 2015
Dual registered: yes, broker-dealer
Other names: Lynda Lisa Reynoso
IAPD individual key: 4587323

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 25, 2022	n/a	yes	Minneapolis, MN\|Queen Creek, AZ	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Nov 12, 2020	Oct 19, 2022	no	SAN DIEGO, CA	Previous registration
FIRST ALLIED SECURITIES, INC.	Former SEC adviser	Mar 10, 2017	Mar 23, 2018	no	SAN DIEGO, CA	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Feb 1, 2017	Nov 12, 2020	no	SAN DIEGO, CA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	May 29, 2015	Feb 7, 2017	no	LONG BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 19, 2022	Oct 25, 2022	6	Firm change	Ibd to ibd
FIRST ALLIED ADVISORY SERVICES, INC.	FIRST ALLIED SECURITIES, INC.	Nov 12, 2020	Mar 10, 2017	-1,343	Firm change after gap	Other
FIRST ALLIED SECURITIES, INC.	CETERA INVESTMENT ADVISERS LLC	Mar 23, 2018	Nov 12, 2020	965	Firm change after gap	Other
CETERA ADVISOR NETWORKS LLC	FIRST ALLIED ADVISORY SERVICES, INC.	Feb 7, 2017	Feb 1, 2017	-6	Channel change	Other

Relationships

Registered with (5)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Oct 25, 2022 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Nov 12, 2020 to Oct 19, 2022factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Feb 1, 2017 to Nov 12, 2020factForm ADV
→ FIRST ALLIED SECURITIES, INC.Registered adviserregistration: previous registration
Mar 10, 2017 to Mar 23, 2018factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
May 29, 2015 to Feb 7, 2017factForm ADV

Dated events

Occurred
Oct 19, 2022
Advisor changed firm
Lynda Reynoso Counts left Cetera Investment Advisers Llc for Ameriprise Financial Services, Llc (registered 2022-10-25)
Form ADVobserved 6 days ago